18 Amendments of Petri SARVAMAA related to 2017/0230(COD)
Amendment 34 #
Proposal for a regulation
Recital 5 a (new)
Recital 5 a (new)
(5 a) When carrying out their tasks the ESAs should seek to promote cooperation and coordination at Union level among Member States, Union institutions, agencies and bodies, and relevant stakeholders, in order to achieve financial savings, avoid duplication of work and promote synergy and complementarity.
Amendment 35 #
Proposal for a regulation
Recital 5 b (new)
Recital 5 b (new)
(5 b) The budget of the ESAs should be prepared in accordance with the principle of performance-based budgeting, taking into account their objectives and the expected results of their tasks.
Amendment 36 #
Proposal for a regulation
Recital 26
Recital 26
(26) Within each category of financial institutions and financial market participants, the level of contributions should take into account how much each financial institution and financial market participant benefits from the activities of the ESAs. Accordingly, individual contributions by financial institutions and financial market participants should be determined by reference to their size in order to reflect their importance in the relevant market and in order not to affect their competitiveness. The collection of very small contributions should be subject to a de minimis threshold, to ensure that their collection is economical whilst at the same time ensuring that larger firms are not required to contribute disproportionately.
Amendment 37 #
Proposal for a regulation
Article 1 – paragraph 1 – point 5 – point b a (new)
Article 1 – paragraph 1 – point 5 – point b a (new)
Regulation (EU) No 1093/2010
Article 8 – paragraph 1a – point d (new)
Article 8 – paragraph 1a – point d (new)
(b a) in paragraph 1a, the following point is added: '(d) promote cooperation and coordination at Union level among Member States, Union institutions, agencies and bodies, and relevant stakeholders, in order to achieve fiscal savings, avoid duplication of work and promote synergy and complementarity as regards their activities.'
Amendment 38 #
Proposal for a regulation
Article 1 – paragraph 1 – point 43 – point a a (new)
Article 1 – paragraph 1 – point 43 – point a a (new)
Regulation (EU) No 1093/2010
Article 62 – paragraph 1a (new)
Article 62 – paragraph 1a (new)
(a a) the following paragraph is inserted: '1a The revenue received by the Authority shall not compromise its independence or objectivity.'
Amendment 39 #
Proposal for a regulation
Article 1 – paragraph 1 – point 43 – point a b (new)
Article 1 – paragraph 1 – point 43 – point a b (new)
Regulation (EU) No 1093/2010
Article 62 – paragraph 4 – subparagraph 1a (new)
Article 62 – paragraph 4 – subparagraph 1a (new)
(a b) in paragraph 4, the following subparagraph is added: 'Estimates shall be based on the objectives and the expected results of the annual work programme referred to in Article 47(2) and shall take into account the financial resources necessary to achieve those objectives and expected results, in accordance with the principle of performance-based budgeting.'
Amendment 40 #
Proposal for a regulation
Article 1 – paragraph 1 – point 44
Article 1 – paragraph 1 – point 44
Regulation (EU) No 1093/2010
Article 62a – paragraph 1 – point (b)
Article 62a – paragraph 1 – point (b)
(b) appropriate and objective criteria to determine the annual contributions payable by individual financial institutions within the scope of the Union Acts referred to in Article 1(2) based on their size so as to approximately reflect their importance in the market and in order not to affect their competitiveness.
Amendment 41 #
Proposal for a regulation
Article 1 – paragraph 1 – point 54 a (new)
Article 1 – paragraph 1 – point 54 a (new)
Regulation (EU) No 1093/2010
Article 74 – paragraph 1a (new)
Article 74 – paragraph 1a (new)
(54 a) in Article 74, the following paragraph is inserted: 'In order to achieve financial savings, the Authority shall cooperate closely with other Union institutions, agencies and bodies, especially those that have their seat in the same location.'
Amendment 42 #
Proposal for a regulation
Article 2 – paragraph 1 – point 5 – point a – point v a (new)
Article 2 – paragraph 1 – point 5 – point a – point v a (new)
Regulation (EU) No 1094/2010
Article 8 – paragraph 1 – point n (new)
Article 8 – paragraph 1 – point n (new)
(v a) the following point is added: '(n) to promote cooperation and coordination at Union level among Member States, Union institutions, agencies and bodies and relevant stakeholders, in order to achieve fiscal savings, avoid duplication of work and promote synergy and complementarity as regards their activities.'
Amendment 43 #
Proposal for a regulation
Article 2 – paragraph 1 – point 46 – point a a (new)
Article 2 – paragraph 1 – point 46 – point a a (new)
Regulation (EU) No 1094/2010
Article 62 – paragraph 1a (new)
Article 62 – paragraph 1a (new)
(a a) the following paragraph is inserted: '1a The revenue received by the Authority shall not compromise its independence or objectivity.'
Amendment 44 #
Proposal for a regulation
Article 2 – paragraph 1 – point 46 – point a b (new)
Article 2 – paragraph 1 – point 46 – point a b (new)
Regulation (EU) No 1094/2010
Article 62 – paragraph 4 – subparagraph 1a (new)
Article 62 – paragraph 4 – subparagraph 1a (new)
(a b) in paragraph 4, the following subparagraph is added: 'Estimates shall be based on the objectives and the expected results of the annual work programme referred to in Article 43(4) and shall take into account the financial resources necessary to achieve those objectives and expected results, in accordance with the principle of performance-based budgeting.'
Amendment 45 #
Proposal for a regulation
Article 2 – paragraph 1 – point 47
Article 2 – paragraph 1 – point 47
Regulation (EU) No 1094/2010
Article 62a – paragraph 1 – point (b)
Article 62a – paragraph 1 – point (b)
(b) appropriate and objective criteria to determine the annual contributions payable by individual financial institutions within the scope of the Union Acts referred to in Article 1(2) based on their size so as to approximately reflect their importance in the market and in order not to affect their competitiveness.
Amendment 46 #
Proposal for a regulation
Article 2 – paragraph 1 – point 57 a (new)
Article 2 – paragraph 1 – point 57 a (new)
Regulation (EU) No 1094/2010
Article 74 – paragraph 1a (new)
Article 74 – paragraph 1a (new)
(57 a) in Article 74, the following paragraph is inserted: 'In order to achieve financial savings, the Authority shall cooperate closely with other Union institutions, agencies and bodies, especially those that have their seat in the same location. '
Amendment 47 #
Proposal for a regulation
Article 3 – paragraph 1 – point 5 – point b
Article 3 – paragraph 1 – point 5 – point b
Regulation (EU) No 1095/2010
Article 8 – paragraph 1a (new)
Article 8 – paragraph 1a (new)
1a. " When carrying out its tasks in accordance with this Regulation, the aAuthority shall: (a) take account of technological innovation, innovative and sustainable business models, and the integration of environmental, social and governance related factors.; (b) promote cooperation and coordination at Union level among Member States, Union institutions, agencies and bodies, and relevant stakeholders, in order to achieve fiscal savings, avoid duplication of work and promote synergy and complementarity as regards their activities."
Amendment 48 #
Proposal for a regulation
Article 3 – paragraph 1 – point 45 – point a a (new)
Article 3 – paragraph 1 – point 45 – point a a (new)
Regulation (EU) No 1095/2010
Article 62 – paragraph 1a (new)
Article 62 – paragraph 1a (new)
(a a) the following paragraph is inserted: '1a The revenue received by the Authority shall not compromise its independence or objectivity.'
Amendment 49 #
Proposal for a regulation
Article 3 – paragraph 1 – point 45 – point a b (new)
Article 3 – paragraph 1 – point 45 – point a b (new)
Regulation (EU) No 1095/2010
Article 62 – paragraph 4 – subparagraph 1a (new)
Article 62 – paragraph 4 – subparagraph 1a (new)
(a b) in paragraph 4, the following subparagraph is added: 'Estimates shall be based on the objectives and the expected results of the annual work programme referred to in Article 43(4) and shall take into account the financial resources necessary to achieve those objectives and expected results, in accordance with the principle of performance-based budgeting.'
Amendment 50 #
Proposal for a regulation
Article 3 – paragraph 1 – point 46
Article 3 – paragraph 1 – point 46
Regulation (EU) No 1095/2010
Article 62a – paragraph 1 – point (b)
Article 62a – paragraph 1 – point (b)
(b) appropriate and objective criteria to determine the annual contributions payable by individual financial institutions within the scope of the Union Acts referred to in Article 1(2) based on their size so as to approximately reflect their importance in the market and in order not to affect their competitiveness.
Amendment 51 #
Proposal for a regulation
Article 3 – paragraph 1 – point 56 a (new)
Article 3 – paragraph 1 – point 56 a (new)
Regulation (EU) No 1095/2010
Article 74 – paragraph 1a (new)
Article 74 – paragraph 1a (new)
(56 a) in Article 74, the following paragraph is inserted: 'In order to achieve financial savings, the Authority shall cooperate closely with other Union institutions, agencies and bodies, especially those that have their seat in the same location.'