31 Amendments of Catherine TRAUTMANN related to 2011/0401(COD)
Amendment 254 #
Proposal for a regulation
Recital 15
Recital 15
(15) Simplification is a central aim of Horizon 2020 which should be fully reflected in its design, rules, financial management and implementation. Horizon 2020 should aim to attract the strong participation of universities, research centres, industry and specifically SMEs and be open to new participants, as it– too few of which are involved in research programmes, despite the measures already in place – and should be open to new participants, notably from civil society. Horizon 2020 brings together the full range of research and innovation support in one common strategic framework, including a streamlined set of forms of support and uses rules for participation with principles applicable to all actions under the programme. Simpler funding rules should reduce the administrative costs for participation and will contribute to a reduction of financial errors.
Amendment 275 #
Proposal for a regulation
Recital 20
Recital 20
(20) With the aim of deepening the relationship between science and society and reinforcing public confidence in science, Horizon 2020 should favour an informed engagement of citizens and civil society on research and innovation matters by promoting science education, by making scientific knowledge more accessible, by engaging in consultation, by developing responsible research and innovation agendas that meet citizens' and civil society's concerns and expectations and by facilitating and supporting their participation in Horizon 2020 activities.
Amendment 343 #
Proposal for a regulation
Recital 26 a (new)
Recital 26 a (new)
Amendment 351 #
Proposal for a regulation
Recital 27
Recital 27
(27) SMEs constitute a significantn essential source of innovation and growth in Europe. Therefore a strong participation of SMEs, as defined in Commission Recommendation 2003/361/EC of 6 May 2003, is needed in Horizon 2020. This should support the aims of the Small Business Act16.
Amendment 373 #
Proposal for a regulation
Recital 31
Recital 31
(31) In order to maintain a level playing field for all undertakings active in the internal market, funding provided by Horizon 2020 should be designed in accordance with state aid rules so as to ensure the effectiveness of public spending and prevent market distortions such as crowding-out of private funding, or creating ineffective market structures or preserving inefficient firms.
Amendment 440 #
Proposal for a regulation
Article 6 – paragraph 5
Article 6 – paragraph 5
5. In order to respond to unforeseen situations or new developments and needs, and to take into account the provisions of paragraph 3 of this article, the Commission may, following the interim evaluation of Horizon 2020 as referred to in Article 26(1)(a) of this Regulation, within the annual budgetary procedure, and respecting in full the budgetary authority’s prerogatives, review the amounts set out for the priorities in paragraph 2 and the indicative breakdown by specific objectives within these priorities set out in Annex II and transfer appropriations between the priorities and specific objectives up to 10 % of the total initial allocation of each priority and up to 10 % of the initial indicative breakdown of each specific objective. This does not concern the amount set out for the direct actions of the Joint Research Centre in paragraph 2 or the contribution to the European Institute of Innovation and Technology set out in paragraph 3.
Amendment 462 #
Proposal for a regulation
Article 12 – paragraph 1
Article 12 – paragraph 1
1. For the implementation of Horizon 2020, account shall be taken of advice and inputs provided by: advisory groups of independent, high level experts set up by the Commission; dialogue structures created under international science and technology agreements; forward looking activities; targeted public consultationactive consultations with representatives of civil society and particularly of target groups such as elderly people and people with disabilities; and transparent and interactive processes that ensure responsible research and innovation is supported.
Amendment 483 #
Proposal for a regulation
Article 13 – paragraph 1
Article 13 – paragraph 1
1. Linkages and interfaces shall be implemented across and within the priorities of Horizon 2020. Particular attention shall be paid in this respect to the development and application of key enabling and industrial technologies, to bridging from discovery to market application, to cross-disciplinary research and innovation, to social and economic sciences and humanities, to mathematics, to fostering the functioning and achievement of the ERA, to cooperation with third countries, to responsible research and innovation including gender, and to enhancing the attractiveness of the research profession and to facilitating cross-border and cross- sector mobility of researchers.
Amendment 540 #
Proposal for a regulation
Article 16 – paragraph 1 – subparagraph 1
Article 16 – paragraph 1 – subparagraph 1
All the research and innovation activities carried out under Horizon 2020 shall comply with ethical principles and relevant national, Union and international legislation, including the Charter of Fundamental Rights of the European Union and, the European Convention on Human Rights and its Supplementary Protocols and the United Nations Convention on the Rights of Persons with Disabilities.
Amendment 543 #
Proposal for a regulation
Article 16 – paragraph 1 – subparagraph 2
Article 16 – paragraph 1 – subparagraph 2
Particular attention shall be paid to the principle of proportionality, the right to privacy, the right to the protection of personal data, the right to the physical and mental integrity of a person, the right to non-discriminnot to be discriminated against on the basis of sex, racial or ethnic origin, religion or belief, disability, age or sexual orientation, and the need to ensure high levels of human health protection.
Amendment 632 #
Proposal for a regulation
Article 18 – paragraph 3 a (new)
Article 18 – paragraph 3 a (new)
3a. In accordance with the provisions of paragraphs 1 and 3, the Commission shall carry out evaluations and record the rate of participation by SMEs in the research programmes. Should the target rate of 15% not be achieved, the Commission shall examine the causes of this situation and shall propose, without delay, new measures for achieving the target.
Amendment 689 #
Proposal for a regulation
Article 21 – paragraph 2 – subparagraph 1
Article 21 – paragraph 2 – subparagraph 1
Targeted actions with the objective of promoting cooperation with specific third countries or groups of third countries shall be implemented on the basis of common interest and mutual benefit, taking into account their scientific and technological capabilities and market opportunities, and the expected impact. These actions shall include, in particular, research capacity building in developing countries and cooperation projects focusing on these countries’ specific needs in areas such as health – including research on neglected diseases – as well as agriculture, fisheries and the environment, and implemented in financial conditions adapted to their capacities.
Amendment 710 #
Proposal for a regulation
Article 22 – paragraph 2 a (new)
Article 22 – paragraph 2 a (new)
All the information and communication activities concerning Horizon 2020, including measures to communicate the results of the programme and information about the projects supported, must be made equally available in formats accessible to people with disabilities.
Amendment 779 #
Proposal for a regulation
Annex 1 – broad lines of the specific objectives and activities – paragraph 7 – point d
Annex 1 – broad lines of the specific objectives and activities – paragraph 7 – point d
(d) Research infrastructure shall, drawing on close ties with the EU’s financial instruments for cohesion, develop European research infrastructure for 2020 and beyond, foster their innovation potential and human capital, and complement this with the related Union policy and international cooperation.
Amendment 792 #
Proposal for a regulation
Annex 1 – broad lines of the specific objectives and activities – paragraph 10 – point a
Annex 1 – broad lines of the specific objectives and activities – paragraph 10 – point a
(a) Leadership in enabling and industrial technologies shall provide dedicated support for research, development and demonstration on ICT, nanotechnology, advanced materials, biotechnology, advanced manufacturing and processing and space, space, transport, and smart cities and intelligent networks. Emphasis will be placed on interactions and convergence across and between the different technologies.
Amendment 892 #
Proposal for a regulation
Annex 1 – Part 1 – point 2 – point 2.2 – paragraph 1
Annex 1 – Part 1 – point 2 – point 2.2 – paragraph 1
Radical breakthroughs with a transformative impact increasingly rely on intense collaboration across disciplines in science and technology (for instance, information and communication, biology, chemistry, mathematics, earth system sciences, material sciences, neuro- and cognitive sciences, social sciences or economics) and with the arts and humanities. This requires not only excellence in science and technology but also new attitudes and novel interactions between a broad range of players in research.
Amendment 946 #
Proposal for a regulation
Annex 1 – Part 1 – point 4 – point 4.1 – paragraph 2
Annex 1 – Part 1 – point 4 – point 4.1 – paragraph 2
Research infrastructures are key determinants of Europe’s competitiveness across the full breadth of scientific domains and essential to science-based innovation. In many fields research is impossible without access to supercomputers, radiation sources for new materials, clean rooms for nanotechnologies, databases for genomics and social sciences, observatories for Earth sciences, broadband and high-speed broadband networks for transferring data, etc. Research infrastructures are necessary to carry out the research needed to address grand societal challenges — energy, climate change, bio-economy and lifelong health and wellbeing for all. They propel collaboration across borders and disciplines and create a seamless and open European space for online research. They promote mobility of people and ideas, bring together the best scientists from across Europe and the world and enhance scientific education. They drive excellence within the European research and innovation communities and can be outstanding showcases of science for society at large.
Amendment 956 #
Proposal for a regulation
Annex 1 – Part 1 – point 4 – point 4.2 – paragraph 2
Annex 1 – Part 1 – point 4 – point 4.2 – paragraph 2
Further development and wider use of research infrastructures at Union level will make a significant contribution to development of the European Research Area. While the role of Member States remains central in developing and financing research infrastructures, the Union plays an important part in supporting infrastructure at Union level, fostering the emergence of new facilities in more remote regions, opening up broad access to national and European infrastructures, and making sure that regional, national, European and international policies are consistent and effective. It is not only necessary to avoid duplication of effort and to coordinate and rationalise use of the facilities, but also to pool resources so that the Union can also acquire and operate research infrastructures at world level.
Amendment 1020 #
Proposal for a regulation
Annex 1 – Part 2 – point 1 – paragraph 20
Annex 1 – Part 2 – point 1 – paragraph 20
Union level collaboration canshall also support trade opportunities through the development of European or international standards for new emerging products and services and technologies. That development of these standards would produce a positive dynamic emerged from consultation of all the sector’s stakeholders, both scientific and industrial. Activities in support of standardisation and interoperability, safety and pre-regulatory activities will be promoted.
Amendment 1025 #
Proposal for a regulation
Annex 1 – Part 2 – point 1 – point 1.1 – point 1.1.2 – paragraph 1
Annex 1 – Part 2 – point 1 – point 1.1 – point 1.1.2 – paragraph 1
ICT underpins innovation and competitiveness across a broad range of private and public markets and sectors, and enables scientific progress in all disciplines. Over the next decade, the transformative impact of digital technologies, ICT components, infrastructures and services will be increasingly visible in all areas of life. Unlimited computing, communication and data storage resources will be available to every citizen on the globe. Vast amounts of information and data will be generated by sensors, machines and information- enhanced products, making action at a distance a commonplace, enabling global deployment of business processes and sustainable production sites and bringing a wide range of services and applications. Many critical commercial and public services and all key processes of knowledge production in science, learning, business and the public sector will be provided, and thus made more accessible, through ICT. ICT will provide the critical infrastructure for production and business processes, communication and transactions. ICT will also be indispensable in contributing to key societal challenges , as well as societal processes such as community formation, consumer behaviour, and public governance, for example by means of social media.
Amendment 1262 #
Proposal for a regulation
Annex 1 – Part 2 – point 3 – point 3.3 – point d – paragraph 1
Annex 1 – Part 2 – point 3 – point 3.3 – point d – paragraph 1
Supporting market-driven innovation to improve the framework conditions for innovation and, tackling the specific barriers preventing, in particular, the growth of innovative SMEs, and introducing an innovation clause enabling the selection of SMEs proposing innovative products.
Amendment 1264 #
Proposal for a regulation
Annex 1 – Part 2 – point 3 – point 3.3 – point d – paragraph 1 a (new)
Annex 1 – Part 2 – point 3 – point 3.3 – point d – paragraph 1 a (new)
Promoting innovative public procurement procedures that allow technology transfer enterprises access to such procedures for the first time.
Amendment 1273 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.1 – paragraph 3
Annex 1 – Part 3 – point 1 – point 1.1 – paragraph 3
The cost of Union health and social care systems is rising with care and prevention measures in all ages increasingly expensive, the number of Europeans aged over 65 expected to nearly double from 85 million in 2008 to 151 million by 2060, and those over 80 to rise from 22 to 61 million in the same period. Reducing or containing these costs such that they do not become unsustainable depends in part on ensuring the lifelong health and wellbeing of all and therefore on the effective prevention, treatment and management of disease and disability. Effective management includes taking into account the additional costs generated by an environment inaccessible to people with disabilities.
Amendment 1296 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.1 – paragraph 6
Annex 1 – Part 3 – point 1 – point 1.1 – paragraph 6
Infectious diseases (e.g. HIV/AIDS, tuberculosis and malaria), are a global concern, accounting for 41 % of the 1.5 billion disability adjusted life years worldwide, with 8 % of these in Europe. Emerging epidemics and the threat of increasing anti-microbial resistance must also be prepared for. This necessarily entails supporting research into forms of therapy that complement or offer an alternative to treatment with antibiotics, such as bacteriophage therapy or bacteriophage-based medicines.
Amendment 1307 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.2 – paragraph 1
Annex 1 – Part 3 – point 1 – point 1.2 – paragraph 1
Amendment 1308 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.2 – paragraph 2
Annex 1 – Part 3 – point 1 – point 1.2 – paragraph 2
The response depends on excellence in research to improve our fundamental understanding of health, disease, disability, development and ageing (including of life expectancy), and on the seamless and widespread translation of the resulting and existing knowledge into innovative, scalable and effective products, strategies, interventions and services. Furthermore, the pertinence of these challenges across Europe and in many cases, globally, demands a response characterised by long term and coordinated support for co- operation between excellent, multidisciplinary and multi-sector teams. To meet these challenges, success in innovation depends on the right balance between upstream research and support given to applications. Collaborative research complements exploratory research which is funded under the first pillar. Upstream collaborative research is a strategic tool that needs to be funded on an equal footing with clinical research to make Europe more competitive in the health sector.
Amendment 1309 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.2 – paragraph 2
Annex 1 – Part 3 – point 1 – point 1.2 – paragraph 2
The response depends on excellence in research to improve our fundamental understanding of health, disease, disabilityies and discrimination suffered by persons with disabilities as a result of inaccessible environments, development and ageing (including of life expectancy), and on the seamless and widespread translation of the resulting and existing knowledge into innovative, scalable and effective products, strategies, interventions and services. Furthermore, the pertinence of these challenges across Europe and in many cases, globally, demands a response characterised by long term and coordinated support for co- operation between excellent, multidisciplinary and multi-sector teams.
Amendment 1324 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.3 – paragraph 2
Annex 1 – Part 3 – point 1 – point 1.3 – paragraph 2
Successful efforts to prevent, manage, treat and cure disease, disability and reduced functionality are underpinned by the fundamental understanding of their determinants and causes, processes and impacts, including disability-related discrimination and existing barriers in the social environment, as well as factors underlying good health and wellbeing. Effective sharing of data and the linkage of these data with large scale cohort studies is also essential, as is the translation of research findings into the clinic, in particular through the conduct of clinical trials.
Amendment 1336 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.3 – paragraph 3
Annex 1 – Part 3 – point 1 – point 1.3 – paragraph 3
Amendment 1346 #
Proposal for a regulation
Annex 1 – Part 3 – point 1 – point 1.3 – paragraph 5
Annex 1 – Part 3 – point 1 – point 1.3 – paragraph 5
Specific activities shall include: understanding the determinants of health (including social and environmental and climate related factors), improving health promotion and disease prevention; understanding disease and improving diagnosis; developing effective screening programmes and improving the assessment of disease susceptibility; improving surveillance and preparedness; developing better preventive vaccines; using in-silico medicine for improving disease management and prediction; treating disease; transferring knowledge to clinical practice and scalable innovation actions; better use of health data; active ageing, independent and assisted livingunderstanding inequalities caused by the type, adequacy and quality of the care and treatment system available to persons with disabilities and the consequences thereof (e.g. loss of independence); studying policies and practices promoting the inclusion of the users concerned in defining care systems, active ageing, independent and assisted living for the elderly and diabled, particularly those requiring more intensive support;; individual empowerment for self- management of health; promotion of integrated care; improving scientific tools and methods to support policy making and regulatory needs; and optimising the efficiency and effectiveness of healthcare systems and reducing inequalities by evidence based decision making andsuch as studies on European health systems and assessments of their effectiveness in meeting the needs of persons with disabilities, particularly as regards getting and keeping a job, dissemination of best practice, and innovative technologies and approaches.
Amendment 1516 #
Proposal for a regulation
Annex 1 – Part 3 – point 3 – point 3.3 – point d – paragraph 1
Annex 1 – Part 3 – point 3 – point 3.3 – point d – paragraph 1
Activities shall focus on research, development and full scale demonstration of new grid technologies, including storage, systems and market designs to plan, monitor, control and safely operate interoperable networks in an open, decarbonised, climate resilient and competitive market, under normal and emergency conditions. Special attention shall be given to ‘intelligent grids’ in rural areas, which present specific challenges and require innovative technological advances.