32 Amendments of Jean-Luc SCHAFFHAUSER related to 2018/0224(COD)
Amendment 102 #
Proposal for a regulation
Article 4 – paragraph 1 – point 1 – introductory part
Article 4 – paragraph 1 – point 1 – introductory part
(1) Pillar I 'Open Science', pursuing the specific objective set out in Article 3(2)(a) and also supporting specific objectives set out in Article 3(2)(b) and (c), with the following components:
Amendment 103 #
Proposal for a regulation
Article 4 – paragraph 1 – point 3 – introductory part
Article 4 – paragraph 1 – point 3 – introductory part
(3) Pillar III 'Open Innovation', pursuing the specific objective set out in Article 3(2)(c) and also supporting the specific objectives set out in Article 3(2)(a) and (b), with the following components:
Amendment 106 #
Proposal for a regulation
Article 8 – paragraph 1 – point a
Article 8 – paragraph 1 – point a
(a) participation in partnerships set up on the basis of memoranda of understanding and/or contractual arrangements between the Commissionuncil and the partners referred to in Article 2(3), specifying the objectives of the partnership, related commitments for financial and/or in-kind contributions of the partners, key performance and impact indicators, and outputs to be delivered. They include the identification of complementary research and innovation activities that are implemented by the partners and by the Programme (Co- programmed European Partnerships);
Amendment 107 #
Proposal for a regulation
Article 9 – paragraph 2 – point a – introductory part
Article 9 – paragraph 2 – point a – introductory part
(a) EUR 25 800 000 000 for Pillar I 'Open Science' for the period 2021-2027, of which
Amendment 108 #
Proposal for a regulation
Article 9 – paragraph 2 – point c – introductory part
Article 9 – paragraph 2 – point c – introductory part
(c) EUR 13 500 000 000 for Pillar III 'Open Innovation' for the period 2021- 2027, of which
Amendment 109 #
Proposal for a regulation
Article 9 – paragraph 3
Article 9 – paragraph 3
Amendment 111 #
Proposal for a regulation
Article 10 – paragraph 1
Article 10 – paragraph 1
1. Open aAccess to scientific publications resulting from research funded under the Programme shall be ensured in accordance with Article 35(3). Open aAccess to research data shall be ensured in line withsubject to the principle 'as open as possible, as closed as necessary'ght of states to protect their basic national economic interests by protecting strategic information. Open access to other research outputs shall be encouraged.
Amendment 112 #
Proposal for a regulation
Article 10 – paragraph 2
Article 10 – paragraph 2
2. Responsible management of research data shall be ensured in line with the principles ‘Findability’, ‘Accessibility’, ‘Interoperability’ and ‘Reusability’ (FAIR)Member States' legislation.
Amendment 113 #
Proposal for a regulation
Article 10 – paragraph 3
Article 10 – paragraph 3
Amendment 118 #
Proposal for a regulation
Article 19 – paragraph 2 – point a
Article 19 – paragraph 2 – point a
(a) the third country is identified in the work programme adopted by the Commission uncil; or
Amendment 119 #
Proposal for a regulation
Article 21 – paragraph 1 – introductory part
Article 21 – paragraph 1 – introductory part
The Commission or funding body may issue a joint call for proposals with:
Amendment 120 #
Proposal for a regulation
Article 35 – paragraph 2 – subparagraph 1
Article 35 – paragraph 2 – subparagraph 1
Subject to any restrictions due to the protection of intellectual property, security rules or legitimate interests, including at Member State level the protection of basic national economic interests, beneficiaries shall disseminate their results as soon as possible.
Amendment 121 #
Proposal for a regulation
Article 35 – paragraph 2 – subparagraph 2
Article 35 – paragraph 2 – subparagraph 2
Amendment 122 #
Proposal for a regulation
Article 35 – paragraph 3 – subparagraph 1
Article 35 – paragraph 3 – subparagraph 1
Beneficiaries shall ensure that open access to scientific publications applies under the terms and conditions laid down, in the grant agreementagreement with the Member State and in line with its rules for classifying the accessibility of information according to its strategic sensitivity with regard to the protection of the national interest, particularly in the fields of the economy, finance and industry. In particular, the beneficiaries shall ensure that they or the authors retain sufficient intellectual property rights to comply with their open access requirements.
Amendment 123 #
Proposal for a regulation
Article 35 – paragraph 3 – subparagraph 2
Article 35 – paragraph 3 – subparagraph 2
Amendment 125 #
Proposal for a regulation
Article 35 – paragraph 3 – subparagraph 3
Article 35 – paragraph 3 – subparagraph 3
Amendment 126 #
Proposal for a regulation
Article 35 – paragraph 4 – subparagraph 1
Article 35 – paragraph 4 – subparagraph 1
Beneficiaries shall manage all research data in accordance with the terms and conditions laid down in the grant agreementMember State's national regulations and shall establish a Data Management Plan in agreement with the authorities responsible for the defence of the Member State's economic interests.
Amendment 127 #
Proposal for a regulation
Article 35 – paragraph 4 – subparagraph 2
Article 35 – paragraph 4 – subparagraph 2
The work programme may provide for additional obligations to use the European Open Science Cloud for storing and giving access to research datawith regard to the use of cloud storage for holding and giving access to research data and particularly the use of data storage centres exclusively within the Member State where the data has been generated and processed.
Amendment 128 #
Proposal for a regulation
Article 35 – paragraph 5
Article 35 – paragraph 5
5. Beneficiaries that intend to disseminate their results shall give advance notice to the other beneficiaries in the action or to the competent authorities of the Member State. Any other beneficiary may object if it can show that the intended dissemination would significantly harm its legitimate interests in relation to its results or background. In such cases, the dissemination may not take place unless appropriate steps are taken to safeguard these legitimate interests.
Amendment 129 #
Proposal for a regulation
Article 35 – paragraph 6 – subparagraph 1
Article 35 – paragraph 6 – subparagraph 1
Unless the work programme provides otherwise, proposals shall include a plan for the exploitation and dissemination of the results. If the expected exploitation entails developing, creating, manufacturing and marketing a product or process, or in creating and providing a service, the plan shall include a strategy for such exploitation. If the plan provides for exploitation primarily in non-associated third countries, the legal entities shall explain how that exploitation is still in the Union interinterest of the relevant Member State or Statest.
Amendment 130 #
Proposal for a regulation
Article 35 – paragraph 7
Article 35 – paragraph 7
7. For the purposes of monitoring and dissemination by the Commission or funding body, the beneficiaries, in agreement with the authorities responsible for the defence of the Member State's economic interests, shall provide any requested information regarding the exploitation and dissemination of their results. Subject to the legitimate interests of the beneficiaries and of the Member State or States concerned, such information shall be made publicly available.
Amendment 131 #
Proposal for a regulation
Article 36 – paragraph 2 – subparagraph 1
Article 36 – paragraph 2 – subparagraph 1
Unless agreed otherwise in writing for specifically- identified third parties, or unless impossible under applicable law, beneficiaries that intend to transfer ownership of results shall give advance notice to the authorities of the Member State and to any other beneficiary that still has access rights to the results. The notification must include sufficient information on the new owner to enable a beneficiary to assess the effects on its access rights.
Amendment 132 #
Proposal for a regulation
Article 36 – paragraph 2 – subparagraph 2
Article 36 – paragraph 2 – subparagraph 2
Unless agreed otherwise in writing for specifically- identified third parties, a beneficiary may object to the transfer if it can show that the transfer would adversely affect its access rights. In this case, the transfer may not take place until agreement has been reached between the beneficiaries concerned. The Member State concerned may also object to the transfer if it would compromise its basic national economic interests.
Amendment 133 #
Proposal for a regulation
Article 36 – paragraph 4 – subparagraph 2
Article 36 – paragraph 4 – subparagraph 2
If the right to object applies, the beneficiary shall give advance notice. The right to object may be waived in writing regarding transfers or grants to specifically identified legal entities if measures safeguarding Union and Member State interests are in place.
Amendment 134 #
Proposal for a regulation
Article 37 – paragraph 6
Article 37 – paragraph 6
6. The work programme may provide for additional access rightsMember State concerned may regulate the access rights in order to protect information of strategic importance for its defence. security, economy or industry.
Amendment 136 #
Proposal for a regulation
Article 38 – paragraph 2
Article 38 – paragraph 2
These specific rules shall not change the obligations on open access.
Amendment 137 #
Proposal for a regulation
Article 40 – paragraph 2
Article 40 – paragraph 2
2. Procurement may also take the form of pre-commercial procurement or procurement of innovative solutions carried out by the Commission or the funding body on its own behalf or jointly with contracting authorities from Member States and associated countries. In this case, the rules set out in Article 22 shall apply.
Amendment 138 #
Proposal for a regulation
Article 43 – paragraph 5 – introductory part
Article 43 – paragraph 5 – introductory part
5. With the agreement of applicants concerned, the Commission or funding bodies implementing Horizon Europe may directly submit for evaluation under the last evaluation criterion a proposal for an innovation and market deployment action which already fulfils the first two criteria, subject to the following cumulative conditions:
Amendment 139 #
Proposal for a regulation
Article 46 – paragraph 2
Article 46 – paragraph 2
Amendment 140 #
Proposal for a regulation
Article 46 – paragraph 3
Article 46 – paragraph 3
Amendment 142 #
Proposal for a regulation
Article 47 – paragraph 4
Article 47 – paragraph 4
4. The Commissionuncil shall communicate the conclusions of the evaluations accompanied by its observations, to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions.
Amendment 143 #
Proposal for a regulation
Article 48 – paragraph 3
Article 48 – paragraph 3
3. In addition, the Commission or funding body may rely on combined systems reviews at beneficiary level. These combined reviews shall be optional for certain types of beneficiaries and shall consist in a systems and process audit, complemented by an audit of transactions, carried out by a competent independent auditor qualified to carry out statutory audits of accounting documents in accordance with Directive 2006/43/EC34. They may be used by the Commission or funding body to determine overall assurance on the sound financial management of expenditure and for reconsideration of the level of ex-post audits and certificates on financial statements. _________________ 34 Directive 2006/43/EC of the European Parliament and of the Council of 17 May 2006 on statutory audits of annual accounts and consolidated accounts, amending Council Directives 78/660/EEC and 83/349/EEC and repealing Council Directive 84/253/EEC (OJ L 157, 9.6.2006, p. 87).