Activities of Beatrix von STORCH related to 2015/0268(COD)
Plenary speeches (1)
Prospectus to be published when securities are offered to the public or admitted to trading (A8-0238/2016 - Petr Ježek) DE
Shadow reports (1)
REPORT on the proposal for a regulation of the European Parliament and of the Council on the prospectus to be published when securities are offered to the public or admitted to trading PDF (1 MB) DOC (776 KB)
Amendments (15)
Amendment 206 #
Proposal for a regulation
Recital 47
Recital 47
Amendment 269 #
Proposal for a regulation
Article 1 – paragraph 3 – point b a (new)
Article 1 – paragraph 3 – point b a (new)
(ba) an offer of securities whose denomination per unit amounts to at least EUR 100 000;
Amendment 304 #
Proposal for a regulation
Article 2 – paragraph 1 – point f – indent 1
Article 2 – paragraph 1 – point f – indent 1
- companies, which, according to their last annual or consolidated accounts, meet at least two of the following three criteria: an average number of employees during the financial year of less than 250, a total balance sheet not exceeding EUR 43100 000 000 and an annual net turnover not exceeding EUR 51 000 000 000; or
Amendment 360 #
Proposal for a regulation
Article 7 – paragraph 1 – subparagraph 1 a (new)
Article 7 – paragraph 1 – subparagraph 1 a (new)
There shall be no requirement to provide a summary in any of the following cases:
Amendment 361 #
Proposal for a regulation
Article 7 – paragraph 1 – subparagraph 1 a – point a (new)
Article 7 – paragraph 1 – subparagraph 1 a – point a (new)
(a) where the prospectus relates to the admission to trading on a regulated market of non-equity securities offered initially solely to qualified investors;
Amendment 362 #
Proposal for a regulation
Article 7 – paragraph 1 – subparagraph 1 a – point b (new)
Article 7 – paragraph 1 – subparagraph 1 a – point b (new)
(b) where there is an offer of securities whose denomination per unit amounts at least to EUR 100,000;
Amendment 363 #
Proposal for a regulation
Article 7 – paragraph 1 – subparagraph 1 a – point c (new)
Article 7 – paragraph 1 – subparagraph 1 a – point c (new)
(c) where there is an offer of securities addressed to investors who acquire securities for a total consideration of at least EUR 100,000 per investor, for each separate offer.
Amendment 400 #
Proposal for a regulation
Article 7 – paragraph 6 – point c
Article 7 – paragraph 6 – point c
(c) under a sub-section titled 'What are the key risks that are specific to the issuer?' a brief description of no more than five of the most material risk factors specific to the issuer contained in the category of highest materiality according to Article 16.
Amendment 426 #
Proposal for a regulation
Article 7 – paragraph 7 – subparagraph 1 – point d
Article 7 – paragraph 7 – subparagraph 1 – point d
(d) under a sub-section titled 'What are the key risks that are specific to the securities?' a brief description of no more than five of the most material risk factors specific to the securities, contained in the category of highest materiality according to Article 16.
Amendment 453 #
Proposal for a regulation
Article 11 – paragraph 2 – subparagraph 2
Article 11 – paragraph 2 – subparagraph 2
However, Member States shall ensure that no civil liability shall attach to any person solely on the basis of the summary, including any translation thereof, unless it is misleading, inaccurate or inconsistent, when read together with the other parts of the prospectus, it is misleading, inaccurate or inconsistent or it does not provide, when read together with the other parts of the prospectus, key information in order to aid investors when considering whether to invest in such securities. The summary shall contain a clear warning to that effect.
Amendment 473 #
Proposal for a regulation
Article 15 – paragraph 1 – subparagraph 1
Article 15 – paragraph 1 – subparagraph 1
SMEs may choose to draw up a prospectus under the minimum disclosure regime for SMEs in the case of an offer of securities to the public provided that they have no securities admitted to trading on a regulated market.
Amendment 574 #
Proposal for a regulation
Article 26 – paragraph 2
Article 26 – paragraph 2
Amendment 586 #
Proposal for a regulation
Article 26 – paragraph 3
Article 26 – paragraph 3
3. The representative shall be the contact point of the third country issuer in the Union for the purposes of this Regulation, through which any official correspondence with the competent authority shall take place. The representative shall, together with the third country issuer,third country issuer shall be responsible for ensuring compliance of the prospectus with the requirements of this Regulation, in accordance with Chapters VII and VIII of this Regulation, towards the competent authority of the home Member State.
Amendment 642 #
Proposal for a regulation
Article 47 – paragraph 1
Article 47 – paragraph 1
1. This Regulation shall enter into force ontwo months after the date of entry into force of relevant and necessary Level 2 legislation, but not before the twentieth day following that of its publication in the Official Journal of the European Union.
Amendment 643 #
Proposal for a regulation
Article 47 – paragraph 2
Article 47 – paragraph 2