12 Amendments of Marianne THYSSEN related to 2009/0143(COD)
Amendment 206 #
Proposal for a regulation
Article 1 – paragraph 6 a (new)
Article 1 – paragraph 6 a (new)
6a. When carrying out the tasks conferred upon it by this Regulation, the Authority shall act independently and objectively in the sole interest of the Union.
Amendment 334 #
Proposal for a regulation
Article 10 – paragraph 4 a (new)
Article 10 – paragraph 4 a (new)
4a. The Commission shall review this decision at regular intervals and in any event at the request of the ESA, the ESRB or the Council.
Amendment 339 #
Proposal for a regulation
Article 10 a (new)
Article 10 a (new)
Article 10a Where an emergency situation requires immediate action before a decision of the ESRB is forthcoming, the Authority may adopt decisions which are generally and directly applicable to financial institutions. Those emergency measures shall be notified immediately to the ESRB. If the ESRB does not confirm the emergency situation within 15 days of such notification, the measures shall expire.
Amendment 525 #
Proposal for a regulation
Article 40 – paragraph 2
Article 40 – paragraph 2
2. The Joint Committee shall serve as a forum in which the Authority shall cooperate regularly and closely and ensure cross-sectoral consistency with the European Banking Authority and the European Securities and Marketsother ESAs, in particular on: – financial conglomerates; – accounting and auditing; – micro-prudential analyses of cross- sectoral developments, risks and vulnerabilities for financial stability; – retail investment products; – anti-money laundering measures; and – information exchange with the European Systemic Risk Board and development of the relationship between the European Systemic Risk Board and the European Supervisory Authorityies.
Amendment 551 #
Proposal for a regulation
Article 48 – paragraph 1 – point b
Article 48 – paragraph 1 – point b
(b) a subsidy from the Community, entered inEuropean Union, shown in a separate budget heading in Section [XI] of the Ggeneral Bbudget of the European Union (Commission Section);.
Amendment 552 #
Proposal for a regulation
Article 49 – paragraph 1
Article 49 – paragraph 1
1. BWith the exception of the first year of operation of the Authority ending 31 December 2011 (see Article 49(6a) below), by 15 February each year, the Executive Director shall draw up a draft statement of estimates of revenue and expenditure for the following financial year, and shall forward this preliminary draft budget to the Management Board and the Board of Supervisors, together with the establishment plan. Each year, the Management BoardBoard of Supervisor shall, on the basis of the preliminary draft drawn up by the Executive Director and approved of the Management Board, produce a statement of estimates of revenue and expenditure of the Authority for the following financial year. That statement of estimates, including a draft establishment plan, shall be transmitted by the Management BoardBoard of Supervisors to the Commission by 31 March. Prior to adoption of the statement of estimates, the draft prepared by the Executive Director shall be approved by the Board of SupervisorsManagement Board.
Amendment 554 #
Proposal for a regulation
Article 49 – paragraph 6 a (new)
Article 49 – paragraph 6 a (new)
6a. For the first year of operation of the Authority ending 31 December 2011, the budget will be approved by the Members of the Level 3 Committee, following consultation with the Commission and then transmitted to European Parliament and the Council for endorsement.
Amendment 555 #
Proposal for a regulation
Article 54 – paragraph 1
Article 54 – paragraph 1
1. The Staff Regulations, the Conditions of employment of other servants and the rules adopted jointly by the European CommunityUnion institutions for the purpose of applying these shall apply to the staff of the Authority, inexcluding its Executive DirectorChairperson.
Amendment 561 #
Proposal for a regulation
Article 62 – paragraph 1 a (new)
Article 62 – paragraph 1 a (new)
1a. During the period after the entry into force of this Regulation, and before the establishment of the Authority, the Level 3 Committee shall act in close co-operation with the Commission to prepare for the replacement of the Level 3 Committee by the Authority. The Level 3 Committees may take all useful preparatory actions, subject to final decision by the relevant bodies of the Authority. This includes determining the selection procedure for the Chairperson and Executive director of the Authority and members of the management board and organising the selection of these persons.
Amendment 562 #
Proposal for a regulation
Article 62 – paragraph 1 b (new)
Article 62 – paragraph 1 b (new)
1b. During the period from the entry into force of this Regulation and the date of the designation of the Chairperson and the members of the Management Board, and of the appointment the Executive Director, the ESA shall be provisionally chaired by the Chair of the existing Level 3 Committee and managed by its Secretary General.
Amendment 564 #
Proposal for a regulation
Article 63 – paragraph 2 – subparagraph 1
Article 63 – paragraph 2 – subparagraph 1
2. AIn order to allow the smooth transition of the existing staff to the Authority all members of staff under contracts referred to in paragraph 1, including secondment contracts, shall be offered the possibility of concluding employment temporary agent contracts under Article 2(a) of the Conditions of Employment of Other Servants at the various grades as set out in the Authority’s establishment planwith equivalent or comparable economic and legal conditions, in accordance with the relevant legal framework.
Amendment 565 #
Proposal for a regulation
Article 63 – paragraph 2 – subparagraph 2
Article 63 – paragraph 2 – subparagraph 2
An internal selection limited to staff who have contracts with the Level 3 Committee of European Banking Supervisors or its Secretariat shall be carried out after the entry into force of this Regulation by the authority authorised to conclude contracts in order to check the ability, efficiency and integrity of those to be engaged. The internal selection procedure should take full account of the skills and experience demonstrated by the individual in the performance of his/ her role prior to the transition.