6 Amendments of Marianne THYSSEN related to 2012/0169(COD)
Amendment 101 #
Proposal for a regulation
Recital 9
Recital 9
(9) Investment product manufacturers – such as fund managers, insurance undertakings, issuers of securities, credit institutions or investment firms – should draw up the key information document for the investment products they manufacture, as they are in the best position to know the product and are responsible for it. The document should be drawn up by the investment product manufacturer before the products can be sold to retail investors. However, where a product is not sold to retail investors, there is no necessity to draw up a key information document, and where it is impractical for the investment product manufacturer to draw up the key information document, this may be delegated to others. If the drawing-up of this document is delegated wholly or partially to third parties, the product manufacturer should continue to bear general responsibility for the drawing-up and content of this key information document. The product manufacturer should supply this key information document to dealers in the investment product. In order to ensure widespread dissemination and availability of key information documents, this Regulation should allow for publication by the investment product manufacturer by means of a website of their choice.
Amendment 239 #
Proposal for a regulation
Article 5 – paragraph 1
Article 5 – paragraph 1
The investment product manufacturer shall draw up a key information document in accordance with the requirements laid down in this Regulation for each investment product it produces and shall publish the document on a website of its choice before the investment product can be sold to retail investors. The investment product manufacturer shall at all times be responsible for the content of this key information document.
Amendment 286 #
Proposal for a regulation
Article 8 – paragraph 1 a (new)
Article 8 – paragraph 1 a (new)
1a. The key information document shall state the name of the product manufacturer responsible for drawing up the key information document, and shall contain an explicit statement that only this person or entity is responsible for the content of this document.
Amendment 325 #
Proposal for a regulation
Article 8 – paragraph 2 – point b – point iv
Article 8 – paragraph 2 – point b – point iv
Amendment 341 #
Proposal for a regulation
Article 8 – paragraph 2 – point b a (new)
Article 8 – paragraph 2 – point b a (new)
(ba) under the heading ‘Am I protected by insurance?’, an indication as to whether or not the investment product comprises insurance and information about such insurance cover;
Amendment 520 #
Proposal for a regulation
Article 12 – paragraph 1
Article 12 – paragraph 1
1. A person selling an investment product to retail investors shall provide them with the key information document drawn up by the investment product manufacturer in good time before the conclusion of a transaction relating to the investment product.