5 Amendments of Lukas MANDL related to 2021/0240(COD)
Amendment 353 #
Proposal for a regulation
Article 5 – paragraph 1 – point a
Article 5 – paragraph 1 – point a
(a) monitor developments across the internal market and assess threats, vulnerabilities and risks in relation to ML/TF, including cross-border transactions;
Amendment 372 #
Proposal for a regulation
Article 5 – paragraph 1 – point g a (new)
Article 5 – paragraph 1 – point g a (new)
(ga) support, facilitate and strengthen cooperation and exchange of information between FIUs, various national supervisory and law enforcement authorities and obliged entities, who are collaborating in the form of a PPP.
Amendment 401 #
Proposal for a regulation
Article 5 – paragraph 4 – point c
Article 5 – paragraph 4 – point c
(c) request non-financial supervisors to investigate possible breaches of requirements applicable to obliged entities and to consider imposing sanctions or remedial actions in respect of such breaches; . The consideration of imposing sanctions or remedial actions shall not apply to SRBs supervising obliged entities who exercise an independent legal profession or are public office holders who are appointed by the government to exercise judicial functions.
Amendment 619 #
Proposal for a regulation
Article 13 – paragraph 3 a (new)
Article 13 – paragraph 3 a (new)
3a. The process of selecting obliged entities who fall under direct supervision of the Authority shall follow a risk-based approach. The calibration of this risk- based selection procedure shall ensure that at least 1 obliged entity registered or established in each Member State is comprised in the final selection.
Amendment 827 #
Proposal for a regulation
Article 32 – paragraph 6 – introductory part
Article 32 – paragraph 6 – introductory part
6. Where the formal opinion referred to in paragraph 4 is addressed to a supervisory authority which is a public authority overseeing a SRB, and where it does not comply with the formal opinion within the period specified therein, to remedy such non-compliance in a timely manner, the Authority may adopt an individual decision addressed to an SRB requiring it to take all necessary action to comply with its obligations under Union law, with the exception of SRBs supervising obliged entities who exercise an independent legal profession or are public office holders who are appointed by the government to exercise judicial functions.