7 Amendments of Thomas MANN related to 2011/0202(COD)
Amendment 617 #
Proposal for a regulation
Article 111 – paragraph 4
Article 111 – paragraph 4
4. Exposures to public-sector entities may be treated as exposures to the central government, regional governments or local authority in whose jurisdiction they are established where there is no difference in risk between such exposures because of the existence of an appropriate guarantee by the central government, regional government or local authority.
Amendment 702 #
Proposal for a regulation
Article 123 – paragraph 2 – point b
Article 123 – paragraph 2 – point b
(b) alternative investment funds as defined by Article 4(1)(1) of Directive [inserted by OP - Directive on Alternative Investment Fund Managers]; whereby the institution may calculate an average risk weight for its exposures in the form of unit or share in the AIF set out in Art. 127 paragraph 4 ("the look through approach"), when the AIF management company meets the criteria of Art. 127 paragraph 3."
Amendment 735 #
Proposal for a regulation
Article 145 – paragraph 1 – subparagraph 1 – point d – introductory part
Article 145 – paragraph 1 – subparagraph 1 – point d – introductory part
(d) exposures to central governments of the Member States and their regional governments, local authorities and administrative bodies in a Member State provided:
Amendment 862 #
Proposal for a regulation
Article 379 – paragraph 7
Article 379 – paragraph 7
7. In order to determine the existence of a group of connected clients, in respect of exposures referred to in points (l) and (n) of 107 where there is an exposure to underlying assets, and in respect of exposures referred to in point (p) of Article 107 where there is a scheme and an exposure to underlying assets, an institution shall assess the scheme, its underlying exposures, or both. For that purpose, an institution shall evaluate the economic substance and the risks inherent in the structure of the transaction. If an institution with respect to exposures referred to in point (n) of 107 assesses the underlying exposures, the exposure of the institution does not include the exposure referred to in point (n) of 107.
Amendment 1064 #
Proposal for a regulation
Article 404 – paragraph 5
Article 404 – paragraph 5
5. Shares or units in CIUs may be treated as liquid assets up to an absolute amount of 2500 million EUR provided that the requirements in Article 127(3) are met and that the CIU, apart from derivatives to mitigate interest rate or credit risk, only invests in liquid assets. The use (or potential use) by a CIU of derivative instruments to hedge permitted investments shall not prevent that CIU from being eligible.
Amendment 1327 #
Proposal for a regulation
Article 436 – paragraph 1 – introductory part
Article 436 – paragraph 1 – introductory part
1. IThe decision if the disclosure of the leverage ratio is to be implemented or not should include the report on whether the negative effects of the leverage ratio might outweigh its benefits as well as the decision of the European Council and Parliament on the treatment of the leverage ratio. If the disclosure is appropriate the institutions shall disclose the following information regarding their leverage ratio as defined in Article 416 and their management of the risk of excessive leverage as defined in point (B) of Article 4(2) of Directive [inserted by OP]:
Amendment 1562 #
Proposal for a regulation
Article 482 – paragraph 1
Article 482 – paragraph 1
1. The Commission shall submit by 31 December 2016 a report on the impact and effectiveness of the leverage ratio to the European Parliament and the Council. Where appropriate, the report shall be accompanied by a legislative proposal on the introduction of one or more levels for the leverage ratio that institutions would be required to meetinclude an assessment of one or more levels for the leverage ratio for different business activities and its respective asset classes, suggesting an adequate calibration for those levels and any appropriate adjustments to the capital measure and the total exposure measure as defined in Article 416.