12 Amendments of Christophe HANSEN related to 2022/0411(COD)
Amendment 219 #
Proposal for a regulation
Article 1 – paragraph 1 – point 17 – point a – point i
Article 1 – paragraph 1 – point 17 – point a – point i
Regulation (EU) 2017/1129
Article 19 – paragraph 1 – subparagraph 1 – introductory part
Article 19 – paragraph 1 – subparagraph 1 – introductory part
Information that is to be included in a prospectus pursuant to this Regulation and the delegated acts adopted on the basis of it, shallmay be incorporated by reference in that prospectus where it has been previously or simultaneously published electronically, drawn up in a language fulfilling the requirements of Article 27 and where it is contained in one of the following documents:;
Amendment 227 #
Proposal for a regulation
Article 1 – paragraph 1 – point 18 – point c
Article 1 – paragraph 1 – point 18 – point c
Regulation (EU) 2017/1129
Article 20 – paragraph 11 – introductory part
Article 20 – paragraph 11 – introductory part
The Commission is empowered to adopt, after consulting with ESMA, delegated acts in accordance with Article 44 to supplement this Regulation by specifying the criteria for the scrutiny of prospectuses, in particular the completeness, comprehensibility and consistency of the information contained therein, and the procedures for the approval of the prospectus, and all of the following:.
Amendment 228 #
Proposal for a regulation
Article 1 – paragraph 1 – point 18 – point c
Article 1 – paragraph 1 – point 18 – point c
Regulation (EU) 2017/1129
Article 20 – paragraph 11 – subparagraph 1 – point a
Article 20 – paragraph 11 – subparagraph 1 – point a
Amendment 229 #
Proposal for a regulation
Article 1 – paragraph 1 – point 18 – point c
Article 1 – paragraph 1 – point 18 – point c
Regulation (EU) 2017/1129
Article 20 – paragraph 11 – subparagraph 1 – point b
Article 20 – paragraph 11 – subparagraph 1 – point b
Amendment 230 #
Proposal for a regulation
Article 1 – paragraph 1 – point 18 – point c
Article 1 – paragraph 1 – point 18 – point c
Regulation (EU) 2017/1129
Article 20 – paragraph 11 – subparagraph 1 – point c
Article 20 – paragraph 11 – subparagraph 1 – point c
Amendment 234 #
Proposal for a regulation
Article 1 – paragraph 1 – point 18 – point d
Article 1 – paragraph 1 – point 18 – point d
Regulation (EU) 2017/1129
Article 20 – paragraph 13
Article 20 – paragraph 13
d) paragraph 13 is replaced by the following: 13. Regulation (EU) No 1095/2010, ESMA shall organise and conduct, at least once every 3 years, one peer review of the scrutiny and approval procedures of competent authorities, including notifications of approval between competent authorities. The peer review shall also assess the impact of different approaches with regard to scrutiny and approval by competent authorities on issuers’ ability to raise capital in the Union. The report on the peer review shall be published by [3 years after the date of entry into force of this amending Regulation] and every 3 years thereafter. In the context of the peer review, ESMA shall take into account the advice from the Securities and Markets Stakeholder Group referred to ineleted Without prejudice to Article 370 of Regulation (EU) No 1095/2010.;
Amendment 294 #
Proposal for a regulation
Article 2 – paragraph 1 – point 9 – point a
Article 2 – paragraph 1 – point 9 – point a
Regulation (EU) No 596/2014
Article 25 – paragraph 1 a
Article 25 – paragraph 1 a
Amendment 308 #
Proposal for a regulation
Article 2 – paragraph 1 – point 10
Article 2 – paragraph 1 – point 10
Regulation (EU) No 596/2014
Article 25b – paragraph 1
Article 25b – paragraph 1
1. ESMA may, on its own initiative or at the request of one or more competent authorities, in the case of justified serious concerns about market integrity or the goodorderly functioning of markets, set up and coordinate a collaboration platform, provided that such a platform is necessary for the exchange of information between relevant competent authorities.
Amendment 309 #
Proposal for a regulation
Article 2 – paragraph 1 – point 10
Article 2 – paragraph 1 – point 10
Regulation (EU) No 596/2014
Article 25b – paragraph 3 – subparagraph 1
Article 25b – paragraph 3 – subparagraph 1
Where two or more competent authorities of a collaboration platform disagree about the procedure or content of an action to be taken, or inaction, and where such action or inaction is related to imminent concerns about market integrity or the orderly functioning of markets, ESMA may, at the request of any relevant competent authority or on its own initiative, assist the competent authorities in reaching an agreement in accordance with Article 19(1) of Regulation (EU) No 1095/2010.
Amendment 310 #
Proposal for a regulation
Article 2 – paragraph 1 – point 10
Article 2 – paragraph 1 – point 10
Regulation (EU) No 596/2014
Article 25b – paragraph 3 – subparagraph 2
Article 25b – paragraph 3 – subparagraph 2
ESMA may also decide to initiate and coordinate on-site inspections. It shall invite the competent authority of the home Member State, at the request of one or more competent authorities of a collaboration platform, and subject to the consent of the competent authority of the Member State where the on-site inspection takes place, coordinate on-site inspections. The competent authority of the home Member State where the on-site inspection takes place may invite ESMA as well as other relevant competent authorities of the collaboration platform to participate in such on-site inspections. on its territory.
Amendment 311 #
Proposal for a regulation
Article 2 – paragraph 1 – point 10
Article 2 – paragraph 1 – point 10
Regulation (EU) No 596/2014
Article 25b – paragraph 3 – subparagraph 3
Article 25b – paragraph 3 – subparagraph 3
ESMA may also, at the request of one or more competent authorities, set up a collaboration platform jointly with ACER and the public bodies monitoring wholesale commodity markets where the concerns about market integrity and the goodorderly functioning of markets affect both financial and spot markets.;
Amendment 321 #
Proposal for a regulation
Article 2 – paragraph 1 – point 16 – point a
Article 2 – paragraph 1 – point 16 – point a
Regulation (EU) No 596/2014
Article 38 – introductory wording
Article 38 – introductory wording
By [510 years after entry into force of this amending Regulation], the Commission shall submit a report to the European Parliament and to the Council on the application of this Regulation, together with a legislative proposal to amend it if appropriate. That report shall assess, inter alia:;