16 Amendments of Lídia PEREIRA related to 2023/0177(COD)
Amendment 228 #
Proposal for a regulation
Article 5 – paragraph 3 – subparagraph 3
Article 5 – paragraph 3 – subparagraph 3
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph, including the ones related to material changes provisioned in paragraph 5a, in accordance with the procedure laid down in Articles 10 to 14 of Regulation (EU) No 1095/2010.
Amendment 229 #
Proposal for a regulation
Article 5 – paragraph 5
Article 5 – paragraph 5
5. ESG rating providers shall notify ESMA of any material changes to the conditions for initial authorisation, including any opening or closing of a branch within the Union, without undue delay.
Amendment 230 #
Proposal for a regulation
Article 5 – paragraph 5 a (new)
Article 5 – paragraph 5 a (new)
5a. ESMA shall develop draft regulatory technical standards to specify what constitutes a material change as referred in paragraph 5.
Amendment 234 #
Proposal for a regulation
Article 6 – paragraph 3
Article 6 – paragraph 3
3. Within 1290 working days of the notification referred to in paragraph 2, ESMA shall adopt a fully reasoned decision to authorise or refuse authorisation.
Amendment 236 #
Proposal for a regulation
Article 6 – paragraph 4 – introductory part
Article 6 – paragraph 4 – introductory part
4. ESMA may extend the period referred to in the paragraph 3 to 1420 working days in particular where the applicant:
Amendment 241 #
Proposal for a regulation
Article 8 – paragraph 1 – point a
Article 8 – paragraph 1 – point a
(a) the ESG rating provider has expressly renounced the authorisation or has provided no ESG ratings for nintwelve months preceding that withdrawal or suspension;
Amendment 251 #
Proposal for a regulation
Article 9 – paragraph 2 – subparagraph 1 – point b
Article 9 – paragraph 2 – subparagraph 1 – point b
(b) compliance with the binding requirements referred to in point (a) is subject to effective, regular and equivalent supervision and enforcement on an on-going basis in that third country.
Amendment 297 #
Proposal for a regulation
Article 14 – paragraph 8
Article 14 – paragraph 8
8. ESG rating providers shall review the rating methodologies referred to in paragraph 6 on an on-going basis and at least annually.
Amendment 300 #
Proposal for a regulation
Article 14 – paragraph 9
Article 14 – paragraph 9
9. ESG rating providers shall regularly monitor and evaluate the adequacy and effectiveness of the systems, resources and procedures referred to in paragraph 2 at least annually and take appropriate measures to address any deficiencies.
Amendment 369 #
Proposal for a regulation
Article 20 – paragraph 2
Article 20 – paragraph 2
Amendment 422 #
Proposal for a regulation
Article 30 – paragraph 2 – point d
Article 30 – paragraph 2 – point d
(d) set a reasonable time-limit within which the information is to be provided and the format in which is to be provided;
Amendment 424 #
Proposal for a regulation
Article 30 – paragraph 3 – point d
Article 30 – paragraph 3 – point d
(d) set a reasonable time-limit within which the information is to be provided and the format in which is to be provided;
Amendment 434 #
Proposal for a regulation
Article 33 – paragraph 4 – subparagraph 1
Article 33 – paragraph 4 – subparagraph 1
ESMA shall notify any action taken pursuant to paragraph 1 to the person responsible for the infringement without undue delay. ESMA shall publish any such action on its website within 105 working days from the date when it was adopted.
Amendment 447 #
Proposal for a regulation
Article 40 – paragraph 1
Article 40 – paragraph 1
1. ESMA shall charge proportionate fees to the ESG rating providers in accordance with the delegated act adopted pursuant to paragraph 2. Those fees shall fullyhave as reference the amount needed to cover ESMA’s necessary expenditure relating to the supervision of ESG rating providers and the reimbursement of any costs that the competent authorities may incur carrying out work pursuant to this Regulation, and in particular as a result of any delegation of tasks in accordance with Article 41.
Amendment 449 #
Proposal for a regulation
Article 40 – paragraph 2 – subparagraph 2
Article 40 – paragraph 2 – subparagraph 2
By XX XXXX XXXX, the Commission shall adopt delegated acts in accordance with Article 45 to supplement this Regulation by specifying the type of fees, the matters for which fees are due, the amount of the fees and respective justification, the manner in which they are to be paid and, where applicable, the way in which ESMA is to reimburse competent authorities in respect of any costs that they may have incurred carrying out work pursuant to this Regulation, in particular as a result of any delegation of tasks as referred to in Article 41.
Amendment 455 #
Proposal for a regulation
Article 46
Article 46
Amendments to Annexes To take account of developments, including international developments, on financial markets, in particular in relation to sustainable finance, the Commission may adopt, by means ofrticle 46 delegated acts in accordance with Article 45, measures to amend the Annexes.