4 Amendments of Billy KELLEHER related to 2021/0384(COD)
Amendment 30 #
Proposal for a directive
Article 1 – paragraph 1 – point 2
Article 1 – paragraph 1 – point 2
Directive 2014/65/EU
Article 2 – paragraph 1 – point d – point ii
Article 2 – paragraph 1 – point d – point ii
(ii) are members of or participants in a regulated market or an MTF with the exception for non-financial entities who execute transactions on a trading venue for the purpose of commercial activity or treasury financing activity;
Amendment 39 #
Proposal for a directive
Article 1 – paragraph 1 – point 4 – point –a 1 (new)
Article 1 – paragraph 1 – point 4 – point –a 1 (new)
Directive 2014/65/EU
Article 27 – paragraph 1 – subparagraph 2
Article 27 – paragraph 1 – subparagraph 2
Amendment 41 #
Proposal for a directive
Article 1 – paragraph 1 – point 4 – point a
Article 1 – paragraph 1 – point 4 – point a
Directive 2014/65/EU
Article 27 – paragraph 3
Article 27 – paragraph 3
(a) paragraph 3 is deleted;replaced by the following: "3. Member States shall require that for financial instruments subject to the trading obligation in Articles 23 and 28 Regulation (EU) No 600/2014 that following execution of a transaction on behalf of a client the investment firm shall inform the client where the order was executed. "
Amendment 42 #
Proposal for a directive
Article 1 – paragraph 1 – point 4 – point a a (new)
Article 1 – paragraph 1 – point 4 – point a a (new)
Directive 2014/65/EU
Article 27 – paragraph 6
Article 27 – paragraph 6
(a a) paragraph 6 is deleted