BETA

Activities of Pervenche BERÈS related to 2011/0296(COD)

Plenary speeches (1)

Markets in financial instruments and repeal of Directive 2004/39/EC - Markets in financial instruments and amendment of the EMIR Regulation on OTC derivatives, central counterparties and trade repositories (debate)
2016/11/22
Dossiers: 2011/0296(COD)

Amendments (3)

Amendment 504 #
Proposal for a regulation
Article 23 – paragraph 7 – subparagraph 1 (new)
The competent authorities shall transmit all the information received pursuant to this Article to a single system, appointed by ESMA, for transaction reporting at Union level. The single system shall allow relevant competent authorities access to all the information reported pursuant to this Article.
2012/05/14
Committee: ECON
Amendment 508 #
Proposal for a regulation
Article 23 – paragraph 8 – subparagraph 1 – point c a (new)
(c a) The processing of the single system referred to in paragraph 7 and the procedures for the exchange of information between this system and the competent authorities.
2012/05/14
Committee: ECON
Amendment 513 #
Proposal for a regulation
Article 23 – paragraph 9
9. Two years after entry into force of this Regulation, ESMA shall report to the Commission on the functioning of this Article, including whether the content and format of transaction reports received and exchanged between the single system referred to in paragraph 7 and competent authorities comprehensively enable to monitor the activities of investment firms in accordance with Article 21. The Commission may take steps to propose any changes, including providing for transactions to be transmitted to a system appointed by ESMA instead of to competent authorities, which allows relevant competent authorities to access all the information reported pursuant to this Articleonly to the single system referred to in paragraph 7 instead of to competent authorities.
2012/05/14
Committee: ECON