9 Amendments of Antolín SÁNCHEZ PRESEDO related to 2010/0250(COD)
Amendment 233 #
Proposal for a regulation
Article 1 – paragraph 2
Article 1 – paragraph 2
2. This Regulation shall apply to central counterparties and their participants, financial counterparties and to trade repositories. It shall apply to non- financial counterparties where so provided.
Amendment 331 #
Proposal for a regulation
Article 4 – paragraph 2 – point a
Article 4 – paragraph 2 – point a
(a) whether that class of derivatives is eligible for the clearing obligation pursuant to Article 3; and whether other actions are needed to achieve the objectives and principles of this regulation
Amendment 355 #
Proposal for a regulation
Article 4 – paragraph 3 – subparagraph 1 – point d
Article 4 – paragraph 3 – subparagraph 1 – point d
(d) ability of the CCP to handle the volume of contractsensure transparency, provide safe and sound operational and technical means in order the handle the volume of contracts and fulfil the obligations resulting of this regulation;
Amendment 358 #
Proposal for a regulation
Article 4 – paragraph 3 – subparagraph 1 – point d a (new)
Article 4 – paragraph 3 – subparagraph 1 – point d a (new)
(d a) ability of the ccp to provide a robust risk management including policies and procedures
Amendment 359 #
Proposal for a regulation
Article 4 – paragraph 3 – subparagraph 1 – point d b (new)
Article 4 – paragraph 3 – subparagraph 1 – point d b (new)
Amendment 375 #
Proposal for a regulation
Article 4 – paragraph 4 – subparagraph 2
Article 4 – paragraph 4 – subparagraph 2
ESMA shall regularly and when necessary review its decisions and shall amend them where necessaraccordingly.
Amendment 403 #
Proposal for a regulation
Article 5 – paragraph 1
Article 5 – paragraph 1
A CCP that has been authorised to clear eligible OTC derivative contracts shall accept clearing such contracts on a transparent, fair and non- discriminatory basis, regardless of the venue of execution.
Amendment 421 #
Proposal for a regulation
Article 6 – paragraph 1 – subparagraph 1
Article 6 – paragraph 1 – subparagraph 1
Financial counterparties shall report to a trade repository registered in accordance with Article 51 the details of any OTC derivative contract they have entered into and any modification or termination. The details shall be reported no later than the working day following the execution, clearing, or modification of the contract. They shall also maintain for a period of 5 years a recordkeeping of all the information needed to report.
Amendment 440 #
Proposal for a regulation
Article 6 – paragraph 2 – subparagraph 2 a (new)
Article 6 – paragraph 2 – subparagraph 2 a (new)
ESA (ESMA) shall ensure that all the competent authorities have direct access to such details of OTC derivative contracts as they require for the performance of their duties