BETA

Activities of Sajjad KARIM related to 2009/0161(COD)

Plenary speeches (1)

Specific tasks for the European Central Bank concerning the functioning of the European Systemic Risk Board - Powers of the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority - European Securities and Markets Authority - Macro-prudential oversight of the financial system and establishment of a European Systemic Risk Board - European Banking Authority - European Insurance and Occupational Pensions Authority - Cross-Border Crisis Management in the Banking Sector (debate)
2016/11/22
Dossiers: 2009/0161(COD)

Amendments (4)

Amendment 35 #
Proposal for a directive – amending act
Recital 12 a (new)
(12a) This Directive should therefore identify situations where a procedural or a substantive issue of compliance with Union law may need to be resolved and the supervisors may not be able to resolve the matter on their own. In such a situation, one of the supervisors involved should be able to raise the issue to the competent ESA. The ESA should act in accordance with the procedure set out in this Regulation. It should be able to require the competent authorities concerned to take specific action or to refrain from action in order to settle the matter and to ensure compliance with Union law, with binding effects on the competent authorities concerned. In cases where the relevant EU legislation confers discretion on Member States, decisions taken by the ESA should not replace the national supervisors' exercise of discretion in compliance with Union law.
2010/03/08
Committee: JURI
Amendment 262 #
Proposal for a directive – amending act
Article 9 – point 8
Directive 2006/48/EC
Article 42 a(1) – subparagraph 4 a
"If, at the end of the initial two -month period, any of the competent authorityies concerned has referred the matter to the European Banking Authority in accordance with Article 11 of Regulation …/… [EBA], the consolidating supervisor shallmpetent authorities of the host Member State shall defer their decision and await anythe decision that the European Banking Authority may take in accordance with Article 11(3) of that Regulation, and shall acttake their decision in conformity with thate Authority‘s decision. The two -month period shall be deemed the conciliation period within the meaning of that Regulation. The European Banking Authority shall take its decision within one month. The matter shall not be referred to the Authority after the end of the initial two -month period or after a joint decision has been reached". Decisions taken by the European Banking Authority shall not replace the lawful exercise of judgment by the competent authorities of the host Member State pursuant to this Directive”.
2010/03/08
Committee: JURI
Amendment 303 #
Proposal for a directive – amending act
Article 9 – point 23
Directive 2006/48/EC
Article 129 – paragraph 2 – subparagraph 5 – sub-subparagraph 2
If, at the end of the six month period, any of the competent authorityies concerned has referred the matter to the European Banking Authority in accordance with Article 11 of Regulation …/… [EBA], the consolidating supervisor shall defer its decision and await any decision that the European Banking Authority may take in accordance with Article 11(3) of that rRegulation, and shall act on its decision, and shall take its decision in conformity with thate Authority's decision. The six -month period shall be deemed the conciliation period within the meaning of the Regulation. The European Banking Authority shall take its decision within one month. The matter shall not be referred to the Authority after the end of the six -month period or after a joint decision has been reached". Decisions taken by the European Banking Authority shall not replace the lawful exercise of judgment by the competent authorities of the consolidating supervisor pursuant to this Directive";
2010/03/08
Committee: JURI
Amendment 304 #
Proposal for a directive – amending act
Article 9 – point 24 – points a to c
Directive 2006/48/EC
Article 129 – paragraph 3 – subparagraphs 3 to 5
(a) In the third sub-paragraph, "Committee of European Banking Supervisors" is replaced by "European Banking Authority". (b) The fourth subparagraph is replaced by the following: "In the absence of such a joint decision between the competent authorities within four months, a decision on the application of Articles 123 and 124 and Article 136(2) shall be taken on a consolidated basis by the consolidating supervisor after duly considering the risk assessment of subsidiaries performed by relevant competent authorities. If, at the end of the four -month period, any of the competent authorityies concerned has referred the matter to the European Banking Authority in accordance with Article 11 of Regulation …/… [EBA], the consolidating supervisor shall defer its decision and await any decision that the European Banking Authority may take in accordance with Article 11(3) of that Regulation, and shall acttake its decision in conformity with thate Authority's decision. The four -month period shall be deemed the conciliation period within the meaning of the Regulation. The European Banking Authority shall take its decision within one month. The matter shall not be referred to the Authority after the end of the four- month period or after a joint decision has been reached. Decisions taken by the EBA shall not replace the lawful exercise of judgment by the competent authorities of the consolidating supervisor pursuant to this Directive." (c) The fifth sub-paragraph is replaced by the following: "The decision on the application of Articles 123 and 124 and Article 136(2) shall be taken by the respective competent authorities responsible for supervision of subsidiaries of an EU parent credit institution or an EU parent financial holding company on an individual or sub- consolidated basis after duly considering the views and reservations expressed by the consolidating supervisor. If, at the end of the four -month period, the consolidating supervisorany of the competent authorities concerned has referred the matter to the European Banking Authority in accordance with Article 11 of Regulation …/… [EBA], the competent authorities shall defer their decision and await any decision that the European Banking Authority shall take in accordance with Article 11(3) of that Regulation, and shall acttake its decision in conformity with thate Authority's decision. The four -month period shall be deemed the conciliation period within the meaning of that Regulation. The European Banking Authority shall take its decision within one month. The matter shall not be referred to the Authority after the end of the four- month period or after a joint decision has been reached. Decisions taken by the European Banking Authority shall not replace the exercise of discretion by the competent authorities responsible for supervision of subsidiaries of an EU parent credit institution or an EU parent financial holding company on an individual or sub-consolidated basis pursuant to this Directive."
2010/03/08
Committee: JURI