Activities of Jürgen KLUTE related to 2011/0203(COD)
Plenary speeches (1)
Credit institutions and prudential supervision - Prudential requirements for credit institutions and investment firms (debate)
Shadow reports (1)
REPORT on the proposal for a directive of the European Parliament and of the Council on the access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms and amending Directive 2002/87/EC of the European Parliament and of the Council on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate PDF (1 MB) DOC (1 MB)
Amendments (6)
Amendment 77 #
Proposal for a directive
Recital 63 a (new)
Recital 63 a (new)
(63a) When drafting technical standards according to this Directive EBA and the Commission have to ensure that those standards and their requirements can be applied by all different institutions concerned in a way that is proportionate to the scale and complexity of the institutions and their activities.
Amendment 154 #
Proposal for a directive
Article 64 – point j a (new)
Article 64 – point j a (new)
(ja) to remove one or more members of the management body, where they do not fulfil the requirements imposed under Article 87.
Amendment 209 #
Proposal for a directive
Article 75 – paragraph 5 – subparagraph 2
Article 75 – paragraph 5 – subparagraph 2
The risk management function shall be responsible for identifying, measuring, and reporting on risk exposures. The risk management function shall be actively involved in elaborating institution's risk strategy and in all material risk management decisions. The riskable to report directly to the management body in its supervisory function when necessary, independent from senior management and to raise concerns and warn this body, where appropriate, in case of specific risk developments that affect or may affect the institution, without prejudice to the responsibilities of the management body in both its supervisory and/or managementrial function shall be able to dels pursuant to this Directiver a complete view on the whole range of risks of the institutionnd Regulation (EU) No .../2012 of the European Parliament and of the Council of ... [on prudential requirements for credit institutions and investment firms].
Amendment 303 #
Proposal for a directive
Article 87 – paragraph 1 – point b
Article 87 – paragraph 1 – point b
(b) The management body shall possess adequate collectivindividually and collectively adequate knowledge, skills and experience to be able to understand the institution's activities, including the main risks.
Amendment 323 #
Proposal for a directive
Article 87 – paragraph 5 – subparagraph 1 – point b
Article 87 – paragraph 5 – subparagraph 1 – point b
(b) the notion of adequate individual and collective knowledge, skills and experience of the management body as referred to in paragraph 1(b);
Amendment 522 #
Proposal for a directive
Article 132 – paragraph 1
Article 132 – paragraph 1
1. Where an institution fails to meet its Combined Buffer Requirement, it shall prepare a capital conservation plan and submit it to the competent authority no later than 5 working days after it identified that it was failing to meet that requirement, unless the competent authority authorises a longer delay. Competent authorities shall only grant such authorisations based on the individual situation of a credit institution and taking into account the scale and complexity of the institution's activities.