6 Amendments of Petru Constantin LUHAN related to 2012/0169(COD)
Amendment 23 #
Proposal for a regulation
Article 2 – subparagraph 2 – point f a (new)
Article 2 – subparagraph 2 – point f a (new)
(fa) officially recognised social security schemes subject to Union or Member States law.
Amendment 99 #
Proposal for a regulation
Recital 9
Recital 9
(9) Investment product manufacturers – such as fund managers, insurance undertakings, issuers of securities, credit institutions or investment firms – should draw up the key information document for the investment products they manufacture, as they are in the best position to know the product and are responsible for idrawing up the key information document and are responsible for its content. Investment product manufacturers make the key information document available to the persons selling the investment product. The document should be drawn up by the investment product manufacturer before the products can be sold to retail investors. However, where a product is not sold to retail investors, there is no necessity to draw up a key information document, and where it is impractical for the investment product manufacturer to draw up the key information document, this may be delegated to others. In order to ensure widespread dissemination and availability of key information documents, this Regulation should allow for publication by the investment product manufacturer by means of a website of their choice.
Amendment 104 #
Proposal for a regulation
Recital 9 a (new)
Recital 9 a (new)
(9a) A key information document must be produced by one party, if not, there would be legal uncertainty. Every key information document should carry the name of one person or entity that clearly declares that he or she is liable for the key information document's content. In principle this should be the investment product manufacturer.
Amendment 238 #
Proposal for a regulation
Article 5 – paragraph 1
Article 5 – paragraph 1
The investment product manufacturer shall draw up a key information document in accordance with the requirements laid down in this Regulation for each investment product it produces and shall publish the document on a website of its choice before the investment product can be sold to retail investors. The investment product manufacturer is responsible for the contents of this key information document. It can be the responsibility of the person selling to pass this information on to the retail investor.
Amendment 279 #
Proposal for a regulation
Article 8 – paragraph 1 – introductory part
Article 8 – paragraph 1 – introductory part
1. The title ‘Key Information Document’ shall appear prominently at the top of the first page of the key information document. The key information document must be produced by one party. Every key information document must carry the name of the person or entity that clearly declares that it is liable for the key information document content. An explanatory statement shall appear directly underneath the title. It shall read:
Amendment 519 #
Proposal for a regulation
Article 12 – paragraph 1
Article 12 – paragraph 1
1. A person selling an investment product to retail investors shall provide them with the key information document, that has been made available by the investment product manufacturer, in good time before the conclusion of a transaction relating to the investment product.