2 Amendments of Enikő GYŐRI related to 2009/0132(COD)
Amendment 122 #
Proposal for a directive – amending act
Article 1 – point 4
Article 1 – point 4
Directive 2003/71/EC
Article 4 – paragraph 1 – point e
Article 4 – paragraph 1 – point e
(e) securities offered, allotted or to be allotted to existing or former directors or employees by their employer, which has securities already admitted to trading on a regulated market or on a multilateral trading facility as defined in Article 4(1)(15) of Directive 2004/39/EC or by an affiliated undertaking, provided that a document is made available containing information on the number and nature of the securities and the reasons for and details of the offer . Point (e) shall also apply to a company that has securities admitted to trading on a third-country market provided that adequate information, including the document referred to above, is available in a language customary in the sphere of international finance and that the Commission has adopted an equivalence decision regarding the third-country market concerned.
Amendment 130 #
Proposal for a directive – amending act
Article 1 – point 5
Article 1 – point 5
Directive 2003/71/EC
Article 5 – paragraph 2 – subparagraph 1 – introductory part
Article 5 – paragraph 2 – subparagraph 1 – introductory part
The prospectus shall contain information concerning the issuer and the securities to be offered to the public or to be admitted to trading on a regulated market. It shall also include a summary. The summary shall, in a brief manner and in non-technical language, convey the essential characteristics and risks associated with the issuer, any guarantor and the securities, in the language in which the prospectus was originally drawn up. The format and content of the summary of the prospectus shall provide key information in order to enable investors to take informed investment decisprovide key information in the language in which the prospectus was originally drawn up. The summary shall be drawn up in a common format and include informations and to compare the securitiesllowing for comparison with other relevant investment products. The summary shall also contain a warning that: