2 Amendments of Alfredo PALLONE related to 2011/0295(COD)
Amendment 292 #
Proposal for a regulation
Article 12 – paragraph 8
Article 12 – paragraph 8
8. This Article shall not apply to issuers who have not requested or approved admission of their financial instruments to trading on a regulated market in a Member State or, have issued only bonds traded exclusively on a MTF or an OTF, according to specific technical requirements to be determined by ESMA or in the case of an instrument only traded on a MTF or an OTF, have not requested or approved trading of their financial instruments on a MTF or an OTF in a Member State.
Amendment 297 #
Proposal for a regulation
Article 12 – paragraph 9 – subparagraph 1 – indent 1 a (new)
Article 12 – paragraph 9 – subparagraph 1 – indent 1 a (new)
- the technical requirements of issuer and bonds only traded on a MTF or an OTF subject to the exemption referred to in paragraph 8;