1 Amendments of Herbert DORFMANN related to 2011/0295(COD)
Amendment 293 #
Proposal for a regulation
Article 12 – paragraph 8
Article 12 – paragraph 8
8. This Article shall not apply to issuers who: - have not requested or approved admission of their financial instruments to trading on a regulated market in a Member State or, - in the case of an instrument only traded on a MTF or an OTF, have not requested or approved trading of their financial instruments on a MTF or an OTF in a Member State. or, - have issued only bonds traded exclusively on a MTF or an OTF, regardless of their request of admission to trading of such bonds on these venues.