BETA


2020/2133(INI) Strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body

Progress: Procedure completed

RoleCommitteeRapporteurShadows
Lead AFCO FREUND Daniel (icon: Verts/ALE Verts/ALE) WIELAND Rainer (icon: EPP EPP), CIMOSZEWICZ Włodzimierz (icon: S&D S&D), BOYER Gilles (icon: Renew Renew), SARYUSZ-WOLSKI Jacek (icon: ECR ECR), CHAIBI Leila (icon: GUE/NGL GUE/NGL)
Committee Opinion PETI KANEV Radan (icon: EPP EPP) Margrete AUKEN (icon: Verts/ALE Verts/ALE), Ryszard CZARNECKI (icon: ECR ECR), Ramona STRUGARIU (icon: RE RE), Ibán GARCÍA DEL BLANCO (icon: S&D S&D), Stefania ZAMBELLI (icon: ID ID)
Committee Opinion CONT PEKSA Mikuláš (icon: Verts/ALE Verts/ALE) Isabel GARCÍA MUÑOZ (icon: S&D S&D)
Committee Opinion ECON EPPINK Derk Jan (icon: ECR ECR) Jörg MEUTHEN (icon: ID ID), Paul TANG (icon: S&D S&D)
Committee Opinion JURI SÉJOURNÉ Stéphane (icon: Renew Renew) Geoffroy DIDIER (icon: PPE PPE), Gunnar BECK (icon: ID ID)
Lead committee dossier:
Legal Basis:
RoP 54, RoP 57

Events

2022/02/18
   EC - Commission response to text adopted in plenary
Documents
2021/09/16
   EP - Results of vote in Parliament
2021/09/16
   EP - Decision by Parliament
Details

The European Parliament adopted by 377 votes to 87, with 224 abstentions, a resolution on strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body.

Parliament proposed the conclusion of an interinstitutional agreement based on Article 295 TFEU to set up an independent EU ethics body for Parliament and the Commission, open to participation of all EU institutions, bodies, offices and agencies.

Principles, scope and mandate

In carrying out its duties, including monitoring and investigation, the body should rely on the existing powers of the institutions to request information from their members or on the authorisation of national authorities to share information. The procedure followed by the European body should ensure an appropriate level of transparency while preserving the procedural guarantees laid down in the Charter of Fundamental Rights of the European Union.

The new body should be delegated a list of agreed tasks and advise on ethical rules for Commission, Members of the European Parliament and staff of the participating institutions before, during and, in certain cases, after their term of office or service in accordance with the applicable rules.

Composition

In order to ensure the effectiveness and integrity of this new body, Parliament proposes that it should consist of nine independent members , namely three selected by the Commission, three elected by Parliament and three assigned de jure from among former judges of the Court of Justice, the Court of Auditors and former European Ombudsmen.

The members of the body should be chosen on the basis of their competence, experience and professional qualities, as well as their personal integrity, have irreproachable ethical behaviour and provide a declaration of absence of conflicts of interest. The body could elect a chair and two vice-chairs from among its members. The composition of the body should be gender balanced.

The body would be assisted by a secretariat with human and financial resources commensurate with its tasks.

Competences and powers

All participating institutions should give the European ethics body a preventive role through awareness-raising and ethical guidance, as well as a compliance monitoring and advisory role with the power to issue recommendations on ethics, including on conflicts of interest.

Members considered that this monitoring capacity should include, inter alia, the possibility to check the veracity of the declaration of financial interests, which should be forwarded directly to the EU ethics body by the persons reporting to it, as well as to Parliament in the case of Commissioners-designate.

The independent European ethics body should:

- have the right to start an investigation on its own initiative and to conduct on-the-spot and record-based investigations based on information it has collected or received from third parties, e.g. journalists, media, NGOs, whistleblowers, civil society or the European Ombudsman;

- protecting whistleblowers , in particular EU officials, so that they can raise concerns about possible breaches of the rules without fear of reprisals;

- advising Members of the European Parliament or Members of the Commission when they seek advice on ethical issues;

- have appropriate investigative powers , as well as the power to request and have access to administrative documents, to enable it to make well-reasoned and documented assessments.

Procedures

In order to contribute to the creation of an institutional culture based fundamentally on prevention, support and transparency, Parliament proposed that the independent European ethics body should apply a two-step approach in the event of a breach or possible breach of the rules.

Thus, in the event that the body becomes aware of a breach or possible breach of the ethical rules, it could first recommend measures to stop the breach. In this first preventive step, confidentiality and the right of the person to be heard should be ensured.

In the event that the person concerned refuses to take appropriate action and the breach persists, the body would make a reasoned recommendation for sanctions and transmit all relevant information on the case to the competent authority, which would decide on the follow-up to the recommendation within 20 working days.

After this period, the reasoned recommendation of the independent ethics body should be made public together with the decision of the competent authority, which should provide an explanation if the recommendations are not fully followed.

Parliament recommended that any intentional breach, gross negligence, concealment of evidence, non-compliance or lack of cooperation should be considered as an aggravating circumstance for recommendations for sanctions, even when the breach itself has ceased.

Documents
2021/07/29
   EP - Committee report tabled for plenary, single reading
Documents
2021/07/29
   EP - Committee report tabled for plenary
Documents
2021/07/14
   EP - Vote in committee
2021/06/01
   EP - Committee opinion
Documents
2021/04/13
   EP - Committee opinion
Documents
2021/02/25
   EP - Committee opinion
Documents
2021/02/16
   EP - Amendments tabled in committee
Documents
2021/01/27
   EP - Committee draft report
Documents
2020/11/20
   EP - Committee opinion
Documents
2020/10/07
   EP - PEKSA Mikuláš (Verts/ALE) appointed as rapporteur in CONT
2020/09/17
   EP - Committee referral announced in Parliament
2020/09/17
   EP - Referral to associated committees announced in Parliament
2020/07/16
   EP - KANEV Radan (EPP) appointed as rapporteur in PETI
2020/07/13
   EP - SÉJOURNÉ Stéphane (Renew) appointed as rapporteur in JURI
2020/06/25
   EP - EPPINK Derk Jan (ECR) appointed as rapporteur in ECON
2020/02/19
   EP - FREUND Daniel (Verts/ALE) appointed as rapporteur in AFCO

Documents

Votes

Renforcement de la transparence et de l’intégrité des institutions de l’UE par la création d’un organisme européen indépendant chargé des questions d’éthique - Strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body - Verbesserung von Transparenz und Integrität in den Organen der EU durch die Einsetzung eines unabhängigen Ethikgremiums der EU - A9-0260/2021 - Daniel Freund - § 10 - Am 2 #

2021/09/16 Outcome: -: 451, +: 212, 0: 29
EL LT SI LU MT CY SE IT BG SK IE HR LV HU PT RO AT EE FI CZ DK NL BE PL DE ES FR
Total
21
10
8
6
6
6
21
73
17
14
13
12
8
21
21
31
19
7
12
20
14
28
21
52
93
59
79
icon: PPE PPE
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Luxembourg PPE

2

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2
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70

Austria ID

3

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2

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icon: NI NI
36

Lithuania NI

1

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2

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icon: The Left The Left
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Cyprus The Left

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4
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icon: Verts/ALE Verts/ALE
71

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icon: Renew Renew
98

Lithuania Renew

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3
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143

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A9-0260/2021 - Daniel Freund - § 21 - Am 3 #

2021/09/16 Outcome: -: 376, +: 311, 0: 5
PL IT HU EL LT BG AT LV SI LU BE SK HR MT CY SE RO EE IE CZ FI PT DK NL FR ES DE
Total
52
73
21
21
10
17
19
8
8
6
21
14
12
6
6
21
31
7
13
20
12
21
14
28
79
59
93
icon: PPE PPE
174

Hungary PPE

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1

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2

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2

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2
2

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icon: ECR ECR
63

Greece ECR

1

Lithuania ECR

1

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2

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2

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1

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1

Romania ECR

1

Germany ECR

1
icon: ID ID
70
3

Estonia ID

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1

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icon: NI NI
36

Lithuania NI

1

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icon: The Left The Left
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Belgium The Left

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1

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1
4
icon: Verts/ALE Verts/ALE
71

Poland Verts/ALE

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3

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3

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3
icon: Renew Renew
98

Italy Renew

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icon: S&D S&D
143

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A9-0260/2021 - Daniel Freund - § 24 - Am 4 #

2021/09/16 Outcome: -: 368, +: 292, 0: 32
PL CZ HU EL LT BG LV SI LU HR MT CY SK SE RO IE PT AT EE BE FI NL DE DK IT FR ES
Total
52
20
21
21
10
17
8
8
6
12
6
6
14
21
31
13
21
19
7
21
12
28
93
14
73
79
59
icon: PPE PPE
174

Hungary PPE

1

Latvia PPE

2

Luxembourg PPE

2

Malta PPE

2
2

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1

Finland PPE

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1
icon: ECR ECR
63

Greece ECR

1

Lithuania ECR

1

Bulgaria ECR

2

Latvia ECR

2

Croatia ECR

1

Slovakia ECR

For (1)

1

Romania ECR

1

Germany ECR

1
icon: ID ID
70

Czechia ID

2

Austria ID

3

Estonia ID

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1

Finland ID

2

Denmark ID

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1
icon: NI NI
36

Lithuania NI

1

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2

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Netherlands NI

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1

Germany NI

2
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37

Czechia The Left

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Cyprus The Left

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1

Ireland The Left

4

Portugal The Left

4

Belgium The Left

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1

Netherlands The Left

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1
4

Denmark The Left

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1
icon: Verts/ALE Verts/ALE
71

Poland Verts/ALE

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1

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3

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1

Latvia Verts/ALE

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1

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1

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3

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2

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1

Austria Verts/ALE

3

Belgium Verts/ALE

3

Finland Verts/ALE

3

Netherlands Verts/ALE

3

Denmark Verts/ALE

2

Spain Verts/ALE

3
icon: Renew Renew
98

Hungary Renew

2

Lithuania Renew

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1

Bulgaria Renew

3

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1

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2

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2

Croatia Renew

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1

Sweden Renew

3

Ireland Renew

2

Austria Renew

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1

Estonia Renew

3

Finland Renew

3

Italy Renew

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2
icon: S&D S&D
143

Czechia S&D

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1

Greece S&D

2

Lithuania S&D

2

Latvia S&D

2

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2

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1

Cyprus S&D

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Slovakia S&D

3

Estonia S&D

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Belgium S&D

3

Finland S&D

2

A9-0260/2021 - Daniel Freund - § 34 - Am 1 #

2021/09/16 Outcome: +: 263, -: 239, 0: 190
FR DE IT BE IE DK EL LU AT SI FI CZ LT SK EE NL CY SE LV PT MT ES BG RO HR HU PL
Total
79
93
73
21
13
14
21
6
19
8
12
20
10
14
7
28
6
21
8
21
6
59
17
31
12
21
52
icon: Renew Renew
98

Italy Renew

For (1)

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2

Ireland Renew

2

Luxembourg Renew

2

Austria Renew

For (1)

1

Slovenia Renew

For (1)

Against (1)

2

Finland Renew

3

Lithuania Renew

1

Estonia Renew

3
3

Latvia Renew

For (1)

1

Croatia Renew

For (1)

1

Hungary Renew

2
icon: Verts/ALE Verts/ALE
71

Belgium Verts/ALE

3

Ireland Verts/ALE

2

Denmark Verts/ALE

2

Luxembourg Verts/ALE

For (1)

1

Austria Verts/ALE

3

Finland Verts/ALE

3

Czechia Verts/ALE

3

Lithuania Verts/ALE

For (1)

1

Netherlands Verts/ALE

3

Sweden Verts/ALE

3

Latvia Verts/ALE

Against (1)

1

Portugal Verts/ALE

1

Spain Verts/ALE

3

Poland Verts/ALE

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1
icon: The Left The Left
37

Belgium The Left

For (1)

1

Denmark The Left

1

Czechia The Left

1

Netherlands The Left

For (1)

1

Cyprus The Left

2

Sweden The Left

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1
icon: ID ID
70

Denmark ID

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1
3

Finland ID

2

Czechia ID

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2

Estonia ID

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1
icon: NI NI
36

Germany NI

2

Lithuania NI

1

Slovakia NI

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Abstain (1)

2

Netherlands NI

Against (1)

1

Croatia NI

2
icon: PPE PPE
174

Denmark PPE

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1

Luxembourg PPE

2

Slovenia PPE

4

Finland PPE

2

Estonia PPE

Abstain (1)

1

Cyprus PPE

2

Latvia PPE

2

Malta PPE

2

Hungary PPE

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1
icon: ECR ECR
63

Germany ECR

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1

Greece ECR

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1

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1

Slovakia ECR

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1

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4
3

Latvia ECR

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Abstain (1)

2

Bulgaria ECR

2

Romania ECR

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1

Croatia ECR

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1
icon: S&D S&D
143

Belgium S&D

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3

Greece S&D

2

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1

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2

Finland S&D

2

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3

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2

Cyprus S&D

2

Latvia S&D

2

Renforcement de la transparence et de l’intégrité des institutions de l’UE par la création d’un organisme européen indépendant chargé des questions d’éthique - Strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body - Verbesserung von Transparenz und Integrität in den Organen der EU durch die Einsetzung eines unabhängigen Ethikgremiums der EU - A9-0260/2021 - Daniel Freund - Proposition de résolution (ensemble du texte) #

2021/09/16 Outcome: +: 377, 0: 224, -: 87
FR DE ES IT RO BE PT DK NL AT FI SE EL IE SK EE BG LV LT LU SI MT CY HR CZ HU PL
Total
79
89
59
73
33
21
21
14
29
19
13
21
20
13
14
7
17
8
10
6
7
6
6
11
21
20
51
icon: S&D S&D
143

Greece S&D

2

Estonia S&D

2

Latvia S&D

2

Lithuania S&D

2

Luxembourg S&D

For (1)

1

Slovenia S&D

2

Cyprus S&D

2

Czechia S&D

For (1)

1
icon: Renew Renew
98

Italy Renew

2

Austria Renew

For (1)

1

Finland Renew

3
3

Ireland Renew

2

Estonia Renew

3

Latvia Renew

For (1)

1

Lithuania Renew

1

Luxembourg Renew

2

Slovenia Renew

2

Croatia Renew

For (1)

1

Hungary Renew

2
icon: Verts/ALE Verts/ALE
69

Spain Verts/ALE

3

Belgium Verts/ALE

3

Portugal Verts/ALE

1

Denmark Verts/ALE

2

Netherlands Verts/ALE

3

Austria Verts/ALE

3

Finland Verts/ALE

3

Sweden Verts/ALE

3

Ireland Verts/ALE

2

Latvia Verts/ALE

1

Lithuania Verts/ALE

For (1)

1

Luxembourg Verts/ALE

For (1)

1

Czechia Verts/ALE

3

Poland Verts/ALE

For (1)

1
icon: The Left The Left
38

Belgium The Left

For (1)

1

Denmark The Left

1

Netherlands The Left

For (1)

1

Sweden The Left

For (1)

1

Cyprus The Left

2

Czechia The Left

1
icon: PPE PPE
173

Denmark PPE

Abstain (1)

1

Finland PPE

Against (1)

3

Estonia PPE

Abstain (1)

1

Latvia PPE

2

Luxembourg PPE

2

Slovenia PPE

3

Malta PPE

2

Cyprus PPE

2

Croatia PPE

3

Hungary PPE

Abstain (1)

1
icon: NI NI
35

Germany NI

2

Netherlands NI

1

Slovakia NI

2

Lithuania NI

1

Croatia NI

2
icon: ID ID
70

Denmark ID

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1
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icon: ECR ECR
62

Germany ECR

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1

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4
3

Greece ECR

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Bulgaria ECR

2

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Lithuania ECR

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Croatia ECR

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1
AmendmentsDossier
478 2020/2133(INI)
2020/10/07 ECON 56 amendments...
source: 658.867
2020/11/25 JURI 87 amendments...
source: 661.820
2021/02/05 CONT 129 amendments...
source: 663.207
2021/02/16 AFCO 206 amendments...
source: 681.036

History

(these mark the time of scraping, not the official date of the change)

docs/7
date
2022-02-18T00:00:00
docs
url: /oeil/spdoc.do?i=56974&j=0&l=en title: SP(2022)54
type
Commission response to text adopted in plenary
body
EC
events/4
date
2021-09-16T00:00:00
type
Results of vote in Parliament
body
EP
docs
url: https://oeil.secure.europarl.europa.eu/oeil/popups/sda.do?id=56974&l=en title: Results of vote in Parliament
docs/7
date
2021-09-16T00:00:00
docs
url: https://www.europarl.europa.eu/doceo/document/TA-9-2021-0396_EN.html title: T9-0396/2021
type
Text adopted by Parliament, single reading
body
EP
events/4/summary
  • The European Parliament adopted by 377 votes to 87, with 224 abstentions, a resolution on strengthening transparency and integrity in the EU institutions by setting up an independent EU ethics body.
  • Parliament proposed the conclusion of an interinstitutional agreement based on Article 295 TFEU to set up an independent EU ethics body for Parliament and the Commission, open to participation of all EU institutions, bodies, offices and agencies.
  • Principles, scope and mandate
  • In carrying out its duties, including monitoring and investigation, the body should rely on the existing powers of the institutions to request information from their members or on the authorisation of national authorities to share information. The procedure followed by the European body should ensure an appropriate level of transparency while preserving the procedural guarantees laid down in the Charter of Fundamental Rights of the European Union.
  • The new body should be delegated a list of agreed tasks and advise on ethical rules for Commission, Members of the European Parliament and staff of the participating institutions before, during and, in certain cases, after their term of office or service in accordance with the applicable rules.
  • Composition
  • In order to ensure the effectiveness and integrity of this new body, Parliament proposes that it should consist of nine independent members , namely three selected by the Commission, three elected by Parliament and three assigned de jure from among former judges of the Court of Justice, the Court of Auditors and former European Ombudsmen.
  • The members of the body should be chosen on the basis of their competence, experience and professional qualities, as well as their personal integrity, have irreproachable ethical behaviour and provide a declaration of absence of conflicts of interest. The body could elect a chair and two vice-chairs from among its members. The composition of the body should be gender balanced.
  • The body would be assisted by a secretariat with human and financial resources commensurate with its tasks.
  • Competences and powers
  • All participating institutions should give the European ethics body a preventive role through awareness-raising and ethical guidance, as well as a compliance monitoring and advisory role with the power to issue recommendations on ethics, including on conflicts of interest.
  • Members considered that this monitoring capacity should include, inter alia, the possibility to check the veracity of the declaration of financial interests, which should be forwarded directly to the EU ethics body by the persons reporting to it, as well as to Parliament in the case of Commissioners-designate.
  • The independent European ethics body should:
  • - have the right to start an investigation on its own initiative and to conduct on-the-spot and record-based investigations based on information it has collected or received from third parties, e.g. journalists, media, NGOs, whistleblowers, civil society or the European Ombudsman;
  • - protecting whistleblowers , in particular EU officials, so that they can raise concerns about possible breaches of the rules without fear of reprisals;
  • - advising Members of the European Parliament or Members of the Commission when they seek advice on ethical issues;
  • - have appropriate investigative powers , as well as the power to request and have access to administrative documents, to enable it to make well-reasoned and documented assessments.
  • Procedures
  • In order to contribute to the creation of an institutional culture based fundamentally on prevention, support and transparency, Parliament proposed that the independent European ethics body should apply a two-step approach in the event of a breach or possible breach of the rules.
  • Thus, in the event that the body becomes aware of a breach or possible breach of the ethical rules, it could first recommend measures to stop the breach. In this first preventive step, confidentiality and the right of the person to be heard should be ensured.
  • In the event that the person concerned refuses to take appropriate action and the breach persists, the body would make a reasoned recommendation for sanctions and transmit all relevant information on the case to the competent authority, which would decide on the follow-up to the recommendation within 20 working days.
  • After this period, the reasoned recommendation of the independent ethics body should be made public together with the decision of the competent authority, which should provide an explanation if the recommendations are not fully followed.
  • Parliament recommended that any intentional breach, gross negligence, concealment of evidence, non-compliance or lack of cooperation should be considered as an aggravating circumstance for recommendations for sanctions, even when the breach itself has ceased.
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