Subject "2.50.03 Securities and financial markets, stock exchange, CIUTS, investments"
subscribeDossiers (628)
European Financial Stability and Integration Review (EFSIR)
Strategy on supervisory data in EU financial services. Progress report
NGEU Report 2023: Green Bonds - Impact and Allocation report
Technical screening criteria for determining the conditions under which an economic activity qualifies as contributing substantially to the sustainable use and protection of water and marine resources, to the transition to a circular economy, to pollution prevention and control or to the protection and restoration of biodiversity and ecosystems and for determining whether that economic activity causes no significant harm to any of the other environmental objectives; specific public disclosures for those economic activities. Accompanying document
A sustainable finance framework that works on the ground. Accompanying document
European Financial Stability and Integration Review (EFSIR)
EFSI 2.0 ex-post evaluation. Report. Executive summary
EFSI 2.0 ex-post evaluation. Report
NextGenerationEU Green Bonds Allocation Report
European Financial Stability and Integration Review (EFSIR)
Next Generation EU - Green Bond Framework
Strategy for financing the transition to a sustainable economy. Accompanying document
European Financial Stability and Integration Review (EFSIR)
Review clauses in Accounting Directive, Non-Financial Reporting Directive and Transparency Directive. Report. Fitness Check on the EU framework for public reporting by companies. Accompanying document
Distance marketing of consumer financial services. Evaluation. Executive Summary
Distance marketing of consumer financial services. Evaluation
European Financial Stability and Integration Review (EFSIR)
EEA Agreement: amending Annex IX (Financial services) (Prudential requirements and securitisation). EU position
Outbound Investments. White Paper
EU policy initiatives for the promotion of investments in clean technologies (Preliminary assessment of measures taken by the EU to stimulate investment into clean technologies and the impact of the US Inflation Reduction Act on investment). Report
Review of settlement finality in payment and securities settlement systems including its application to domestic institutions participating in third-country systems and of financial collateral arrangements under Directives 98/26/EC and 2002/47/EC. Report
A sustainable finance framework that works on the ground
Review of the crisis management and deposit insurance framework contributing to completing the Banking Union
A path towards a stronger EU clearing system
Addressing the food security crisis and economic shock in African, Caribbean and Pacific (ACP) countries following Russia's war of aggression against Ukraine. Proposal for a Council Decision
International Centre for Settlement of Investment Disputes (ICSID): amended rules. EU position
Strategy on supervisory data in EU financial services
Functioning of the European long-term investment funds (ELTIF) framework. Report
Review of the EU prudential framework for insurers and reinsurers in the context of the EU’s post pandemic recovery
Strategy for financing the transition to a sustainable economy
Review clauses in Accounting Directive, Non-Financial Reporting Directive and Transparency Directive. Report
EU taxonomy, corporate sustainability reporting, sustainability preferences and fiduciary duties: directing finance towards the European Green Deal
The European economic and financial system: fostering openness, strength and resilience
Digital Finance Strategy for the EU
Equivalence in the area of financial services
Monitoring of climate-related risk to financial stability. Report
Regulatory framework applicable to central counterparties in the UK and Northern Ireland is equivalent, in accordance with Regulation (EU) No 648/2012, for a limited period of time. Commission Implementing Decision
Determining, for a limited period of time, that the regulatory framework applicable to central counterparties in the United Kingdom of Great Britain and Northern Ireland is equivalent, in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council. Commission Implementing Decision amending Implementing Decision (EU) 2018/2031
Specifying the information to be included by certain financial entities in the notification of their intention to provide crypto-asset services
Specifying the conditions for the establishment and functioning of consultative supervisory colleges
Markets in crypto-assets with regard to regulatory technical standards on continuity and regularity in the performance of crypto-asset services
Specifying the procedure for the approval of a crypto-asset white paper
Specifying the methodology to estimate the number and value of transactions associated to uses of asset-referenced tokens and of e-money tokens denominated in a currency that is not an official currency of a Member State as a means of exchange
Specifying the information to be included in an application for authorisation as a crypto-asset service provider
Harmonisation of conditions enabling the conduct of the oversight activities
Specifying the content and time limits for the initial notification of, and intermediate and final report on, major ICT-related incidents, and the content of the voluntary notification for significant cyber threats
Information to be exchanged between competent authorities
Specifying the requirements, templates and procedures for the handling of complaints by the crypto-asset service providers
Specifying the requirements, templates and procedures for the handling of complaints relating to asset referenced tokens
2024 update of the taxonomy for the single electronic reporting format
Establishing a template document for cooperation arrangements between competent authorities and supervisory authorities of third countries
Date of application of the own funds requirements for market risk
Regulatory technical standards specifying when derivatives will be used solely for hedging the risks inherent to other investments of the European long-term investment fund (ELTIF), the requirements for an ELTIF’s redemption policy and liquidity management tools, the circumstances for the matching of transfer requests of units or shares of the ELTIF, certain criteria for the disposal of ELTIF assets, and certain elements of the costs disclosure
Technical screening criteria for determining the conditions under which an economic activity qualifies as contributing substantially to climate change mitigation or climate change adaptation and for determining whether that economic activity causes no significant harm to any of the other environmental objectives: correcting certain language versions
Regulatory technical standards on the assessment methodology under which competent authorities verify an institution’s compliance with the requirements to use internal models for market risk
Regulatory technical standards specifying the conditions under which institutions are allowed to calculate KIRB in relation to the underlying exposures of a securitisation transaction
Regulatory technical standards specifying the criteria for the classification of ICT-related incidents and cyber threats, setting out materiality thresholds and specifying the details of reports of major incidents
Regulatory technical standards specifying ICT risk management tools, methods, processes, and policies and the simplified ICT risk management framework
Regulatory technical standards specifying the detailed content of the policy regarding contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers
Regulatory technical standards specifying the details of the scope and methods for prudential consolidation of an investment firm group
Regulatory technical standards specifying in which circumstances the conditions for identifying groups of connected clients are met. Corrigendum
Harmonisation of certain aspects of fees charged by the European Securities and Markets Authority to securitisation repositories
Harmonisation of certain aspects of fees charged by the European Securities and Markets Authority to certain benchmark administrators
Harmonisation of certain aspects of fees charged by the European Securities and Markets Authority to trade repositories
Harmonisation of certain aspects of fees charged by the European Securities and Markets Authority to trade repositories
Regulatory technical standards specifying, for simple, transparent and standardised non-ABCP traditional securitisation, and for simple, transparent and standardised on-balance-sheet securitisation, the content, methodologies and presentation of information related to the principal adverse impacts of the assets financed by the underlying exposures on sustainability factors
Specifying the criteria for the designation of ICT third-party service providers as critical for financial entities
Specifying the criteria and factors to be taken into account by the European Securities Markets Authority, the European Banking Authority and competent authorities in relation to their intervention powers
Specifying certain criteria for classifying asset-referenced tokens and e-money tokens as significant
Specifying the procedural rules for the exercise of the power to impose fines or periodic penalty payments by the European Banking Authority on issuers of significant asset-referenced tokens and issuers of significant e-money tokens
Specifying the fees charged by the European Banking Authority to issuers of significant asset-referenced tokens and issuers of significant e-money tokens
Determining the amount of the oversight fees to be charged by the Lead Overseer to critical ICT third-party service providers and the way in which those fees are to be paid
Specifying the information to be notified in relation to the cross-border activities of managers of alternative investment funds (AIFMs)
Specifying the information to be notified in relation to the cross-border activities of management companies and undertakings for collective investment in transferable securities (UCITS)
Specifying the performance-related triggers and the criteria for the calibration of those triggers
Calculation of eligible liabilities and the transtitional regime
Specifying in which circumstances the conditions for identifying groups of connected clients are met
Specifying the supervisory shock scenarios, the common modelling and parametric assumptions and what constitutes a large decline
Specifying a standardised methodology and a simplified standardised methodology to evaluate the risks arising from potential changes in interest rates that affect both the economic value of equity and the net interest income of an institution’s non-trading book activities
Specifying the materiality of weaknesses, the type of information collected, the practical implementation of the information collection and the analysis and dissemination of the information contained in the Anti-money laundering and counter terrorist financing (AML/CFT) central database referred to in Article 9a(2) of that Regulation
Homogeneity of the underlying exposures in simple, transparent and standardised securitisations
Specifying the minimum elements to be included in a business reorganisation plan and the criteria to be fulfilled for its approval by the resolution authority
Calculation of the stress scenario risk measure
Exemptions, general operating conditions, depositaries, leverage, transparency and supervision: correcting the Swedish language
Transition to the TONA and SOFR benchmarks referenced in certain OTC derivative contracts
Specifying requirements on credit scoring of crowdfunding projects, pricing of crowdfunding offers, and risk management policies and procedures
Specifying the criteria for the identification of shadow banking entities
Extending the transitional period laid down for third-country benchmarks
Specifying in greater detail the risk retention requirements for originators, sponsors, original lenders, and servicers
Technical screening criteria for determining the conditions under which an economic activity qualifies as contributing substantially to the sustainable use and protection of water and marine resources, to the transition to a circular economy, to pollution prevention and control or to the protection and restoration of biodiversity and ecosystems and for determining whether that economic activity causes no significant harm to any of the other environmental objectives; specific public disclosures for those economic activities
Additional technical screening criteria for determining the conditions under which certain economic activities qualify as contributing substantially to climate change mitigation or climate change adaptation and for determining whether those activities cause no significant harm to any of the other environmental objectives
Specifying the measurement of risks or elements of risks not covered or not sufficiently covered by the own funds requirements and the indicative qualitative metrics for the amounts of additional own funds
Framework for the recovery and resolution of central counterparties: specifying the conditions under which compensation, cash equivalent of such compensation or any proceeds that are due pursuant to Article 63(1) are to be passed on to clients and indirect clients and the conditions under which passing on is to be considered proportionate
Specifying the circumstances in which a person is deemed to be independent from the resolution authority and from the central counterparty, the methodology for assessing the value of assets and liabilities of a central counterparty, the separation of the valuations, the methodology for calculating the buffer for additional losses to be included in provisional valuations, and the methodology for carrying out the valuation for the application of the ‘no creditor worse off’ principle
Penalty mechanism for settlement fails relating to cleared transactions submitted by CCPs for settlement
Rregulatory technical standards specifying the contents of the resolution plan
Regulatory technical standards specifying the content of the written arrangements and procedures for the functioning of the resolution colleges
Failure of the Silicon Valley Bank and the implications for financial stability in Europe
Annual application date of the calculations of the average daily number of transactions for shares, depository receipts and exchange-traded funds for the purposes of the tick sizes
Methodology for the calculation of liabilities arising from derivatives
Regulatory technical standards as regards certain transparency requirements applicable to transactions in non-equity instruments
Regulatory technical standards as regards certain transparency requirements applicable to transactions in equity instruments
Regulatory technical standards specifying requirements for the type and nature of the information to be exchanged by competent authorities of home and host Member States
Amending certain financial services and investment support Regulations as regards certain reporting requirements
Framework for Financial Data Access
Transparency and integrity of Environmental, Social and Governance (ESG) rating activities
Retail investor protection rules
Packaged retail and insurance-based investment products (PRIIPs): modernisation of the key information document
Certain aspects of the minimum requirement for own funds and eligible liabilities
Early intervention measures, conditions for resolution and financing of resolution action
Early intervention measures, conditions for resolution and funding of resolution action
Regulatory technical standards specifying the methodology for calculation and maintenance of the additional amount of pre-funded dedicated own resources to be used in accordance with Article 9(14)
Regulatory technical standards specifying the order in which CCPs are to pay the recompense, the maximum number of years during which those CCPs are to use a share of their annual profits for such payments to possessors of instruments recognising a claim on their future profits and the maximum share of those profits that is to be used for those payments
Specifying the factors to be taken into consideration by the competent authority and the supervisory college when assessing the recovery plan of central counterparties
Regulatory technical standards for the calculation of risk-weighted exposure amounts of collective investment undertakings under the mandate-based approach
Content and presentation of information in relation to disclosures in precontractual documents and periodic reports for financial products investing in environmentally sustainable economic activities
Date at which the clearing obligation takes effect for certain types of contracts
Date of application of certain risk management procedures for the exchange of collateral
Temporary emergency measures on collateral requirements
Value of the clearing threshold for positions held in OTC commodity derivative contracts and other OTC derivative contracts
Prior permission to reduce own funds and the requirements related to eligible liabilities instruments
Regulatory technical standards specifying the types of factors to be considered for the assessment of the appropriateness of risk weights for exposures secured by immovable property and the conditions to be taken into account for the assessment of the appropriateness of minimum loss given default values for exposures secured by immovable property
Correcting certain language versions of Delegated Regulation (EU) 2017/1018
Regulatory technical standards specifying exotic underlyings and the instruments bearing residual risks for the purposes of the calculation of own funds requirements for residual risks
Regulatory technical standards specifying the calculation methods of gross jump-to-default amounts for exposures to debt and equity instruments and for exposures to default risk arising from certain derivative instruments, and specifying the determination of notional amounts of instruments other than the instruments referred to in Article 325w(4) of Regulation (EU) No 575/2013
Regulatory technical standards specifying requirements and arrangements for the application for authorisation as a crowdfunding service provider
Regulatory technical standards on individual portfolio management of loans by crowdfunding service providers, specifying the elements of the method to assess credit risk, the information on each individual portfolio to be disclosed to investors, and the policies and procedures required in relation to contingency funds
Regulatory technical standards for the exchange of information between competent authorities in relation to investigation, supervision and enforcement activities in relation to European crowdfunding service providers for business
Regulatory technical standards for the key investment information sheet
Regulatory technical standards setting out a contractual template for liquidity contracts for the shares of issuers whose financial instruments are admitted to trading on an SME growth market
Regulatory technical standards specifying the requirements, standard formats and procedures for complaint handling
Regulatory technical standards specifying the measures and procedures for crowdfunding service providers’ business continuity plan
Regulatory technical standards specifying the methodology for calculating default rates of loans offered on a crowdfunding platform
Regulatory technical standards specifying conflicts of interest requirements for crowdfunding service providers
Regulatory technical standards specifying the entry knowledge test and the simulation of the ability to bear loss for prospective non-sophisticated investors in crowdfunding projects
Extending the transitional period for continuing to provide crowdfunding services in accordance with national law
Central securities depositories: regulatory technical standards on settlement discipline - application of the provisions related to the buy-in regime
Information to be provided in the application for the authorisation as a credit institution, and obstacles which may prevent the effective exercise of supervisory functions of competent authorities
Criteria for assessing the modellability of risk factors under the internal model approach (IMA) and frequency of that assessment under Article 325be(3) of the Capital Requirements Regulation
Technical details of back-testing and profit and loss attribution requirements under Articles 325bf and 325bg of the Capital Requirements Regulation
Key information documents for packaged retail and insurance-basedinvestment products (PRIIPs): presentation, content, review and revision of key information documentsand the conditions for fulfilling the requirement to provide such documents. Correcting the Danish language version of Annex II
Procedure for accessing details of derivatives as well as the technical and operational arrangements for their access
Procedures for the reconciliation of data between trade repositories and the procedures to be applied by the trade repository to verify the compliance by the reporting counterparty or submitting entity with the reporting requirements and to verify the completeness and correctness of the data reported
Details of the applications for registration as a trade repository and for applications for extension of registration as a trade repository
Minimum details of the data to be reported to trade repositories and the type of reports to be used
Information to be provided by an undertaking in the application for authorisation in accordance with Article 8a of the Capital Requirements Directive
Extending the transitional period referred to in Article 89(1), first subparagraph of the EMIR Regulation
Emerging markets and advanced economies
Application of position limits to commodity derivatives and procedures for applying for exemption from position limits
Own funds requirement for investment firms based on fixed overheads
Details of the content and presentation of the information in relation to the principle of ‘do no significant harm’, specifying the content, methodologies and presentation of information in relation to sustainability indicators and adverse sustainability impacts, and the content and presentation of the information in relation to the promotion of environmental or social characteristics and sustainable investment objectives in pre-contractual documents, on websites and in periodic reports
Information to be provided in accordance with the STS notification requirements for on-balance-sheet synthetic securitisations
Regulatory technical standards specifying the content of position management controls by trading venues
Packaged retail and insurance-based investment products (PRIIPs): extension of the transitional arrangement; date of application
Regulatory technical standards for public disclosure of investment policy by investment firms
Fees relating to the supervision by the European Securities Markets Authority of data reporting service providers
Regulatory technical standards (RTS) on determining indirect derivatives exposures within the large exposures framework
Amending the Taxonomy Climate Delegated Act and the Taxonomy Disclosures Delegated Act
Regulatory technical standards on liquidity horizons for the alternative internal model approach
Rules of procedure for measures applicable to the supervision by the European Securities Markets Authority of certain benchmark administrators
Fees applicable to the supervision by the European Securities Markets Authority of certain benchmark administrators
Rules of procedure for the exercise of the power to impose fines or periodic penalty payments by the European Securities Markets Authority regarding data reporting service providers
Liquidity coverage requirement for credit institutions
Transition to new benchmarks referenced in certain OTC derivative contracts
Transition to new benchmarks referenced in certain OTC derivative contracts
Regulatory technical standards as regards adjustment the liquidity thresholds and trade percentile used to determine the size specific to the instrument applicable to certain non-equityinstruments
Making public capital markets in the Union more attractive for companies and facilitating access to capital for small and medium-sized enterprises
Multiple-vote share structures
Making public capital markets in the Union more attractive for companies and facilitating access to capital for small and medium-sized enterprises
Treatment of concentration risk towards central counterparties and the counterparty risk on centrally cleared derivative transactions
Measures to mitigate excessive exposures to third-country central counterparties and improve the efficiency of Union clearing markets
Financial services contracts concluded at a distance
Settlement discipline, cross-border provision of services, supervisory cooperation, provision of banking-type ancillary services and requirements for third-country central securities depositories
Specifying criteria for derogation of the principle that approved publication arrangements and approved reporting mechanisms are supervised by the European Securities Markets Authority
Capital Requirements Regulation (CRR): regulatory technical standards specifying the conditions in accordance with which consolidation is to be carried out in the cases referred to in Article 18(3) to (6) and Article 18(8)
2021 update of the taxonomy laid down in the regulatory technical standards on the single electronic reporting format
Regulatory technical standards for the specification of the assessment methodology competent authorities are to follow when assessing the compliance of credit institutions and investment firms with the requirements to use the Internal Ratings Based Approach
Adjustment of the relevant threshold for the notification of significant net short positions in shares
Regulatory technical standards specifying the notion of segregated accounts to ensure client money’s protection in the event of an investment firm’s failure
Regulatory technical standards specifying the amount of total margin for the calculation of the K-factor 'clear margin given' (K-CMG)
Regulatory technical standards specifying the methods for measuring the K-factors
Regulatory technical standards specifying adjustments to the K-factor 'daily trading flow' (K-DTF) coefficients
Underpinning methodology and presentation of performance scenarios, the presentation of costs and the methodology for the calculation of summary cost indicators, the presentation and content of information on past performance and the presentation of costs by packaged retail and insurance-based investment products (PRIIPs) offering a range of options for investment and alignment of the transitional arrangement for PRIIP manufacturers offering units of funds as underlying investment options with the prolonged transitional arrangement
Regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages
Regulatory technical standards specifying the criteria for subjecting certain investment firms to the requirements of Capital Requirements Regulation (CRR)
Criteria for establishing when an activity is to be considered to be ancillary to the main business at group level
Content and presentation of information to be disclosed by undertakings concerning environmentally sustainable economic activities, and methodology to comply with that disclosure obligation
Regulatory technical standards containing a template document for cooperation arrangements with third countries
Requirements for assets received by money market funds as part of reverse repurchase agreements
Technical screening criteria for determining the conditions under which an economic activity qualifies as contributing substantially to climate change mitigation or climate change adaptation and for determining whether that economic activity causes no significant harm to any of the other environmental objectives
Conditions under which the commercial terms for clearing services for OTC derivatives are to be considered to be fair, reasonable, non-discriminatory and transparent
Regulatory technical standards for the contractual recognition of write down and conversion powers
Regulatory technical standards specifying the requirements to ensure that an administrator’s governance arrangements are sufficiently robust
Regulatory technical standards specifying the conditions to ensure that the methodology for determining a benchmark complies with the quality requirements
Regulatory technical standards on the cooperation, exchange of information and notification obligations between competent authorities and ESMA, the EBA and EIOPA
Regulatory technical standards specifying the criteria under which competent authorities may require changes to the compliance statement of non-significant benchmarks
Regulatory technical standards specifying the criteria for the competent authorities’ compliance assessment regarding the mandatory administration of a critical benchmark
European Market Infrastructure Regulation: extending the transitional period referred to in Article 89(1), first subparagraph
Regulatory technical standards specifying the characteristics of the systems and controls for the identification and reporting of any conduct that may involve manipulation or attempted manipulation of a benchmark
Regulatory technical standards determining the content of the contractual terms on recognition of resolution stay powers
Organisational requirements and operating conditions for investment firms and defined terms
Integration of sustainability factors, risks and preferences into certain organisational requirements and operating conditions for investment firms
Integration of sustainability risks in the governance of insurance and reinsurance undertakings
Sustainability risks and sustainability factors to be taken into account by alternative investment fund managers
Integration of sustainability factors into the product governance obligations
Sustainability risks and sustainability factors to be taken into account for Undertakings for Collective Investment in Transferable Securities (UCITS)
Regulatory technical standards specifying the methodology to be used by resolution authorities to estimate the requirement referred to in Article 104a of Capital Requirements Directive and the combined buffer requirement for resolution entities at the resolution group consolidated level where the resolution group is not subject to those requirements under that Directive
Annual supervisory fees charged by the European Securities and Markets Authority to trade repositories for 2021
Regulatory technical standards specifying the method for identifying derivative transactions with one or more than one material risk driver for the purposes of Article 277(5), the formula for calculating the supervisory delta of call and put options mapped to the interest rate risk category and the method for determining whether a transaction is a long or short position in the primary risk driver or in the most material risk driver in the given risk category for the purposes of Article 279a(3)(a) and (b) in the standardised approach for counterparty credit risk
Capital Requirements Regulation (CRR): regulatory technical standards specifying the nature, severity and duration of an economic downturn referred to in Article 181(1), point (b), and Article 182(1), point (b)
Additional information for the purposes of the convergence of supervisory reporting
Product intervention
Regulatory technical standards for the specification of the methodology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions
Rules of procedure for penalties imposed on third-country central counterparties or related third parties by the European Securities and Markets Authority
Content of the file to be submitted by the investigation officer to the European Securities and Markets Authority, the right to be heard with regard to interim decisions and the lodging of fines and periodic penalty payments (amending Delegated Regulation (EU) No 667/2014)
The future of EU international investment policy
Citizenship and residence by investment schemes
Amendments to the Markets in Financial Instruments Regulation (MiFIR)
Amendments to the Markets in Financial Instruments Directive (MiFID 2)
Amending certain Regulations as regards the establishment and functioning of the European single access point (ESAP)
Amending certain Directives as regards the establishment and functioning of the European single access point (ESAP)
European single access point (ESAP): access to information in relation to financial services, capital markets and sustainability
Amendments to the European Long-Term Investment Funds (ELTIFs) Regulation
Amendments to the Alternative Investment Fund Managers Directive (AIFMD) and to the Directive relating to undertakings for collective investment in transferable securities (UCITSD)
Amendments to the Capital Requirements Regulation in the area of resolution (“daisy chain” proposal)
Amendments to the Capital Requirements Regulation
Amendments to the Capital Requirements Directive
Framework for the recovery and resolution of insurance and reinsurance undertakings
Amendments to the Solvency II Directive
Undertakings for collective investment in transferable securities (UCITS): the use of key information documents
Packaged retail and insurance-based investment products (PRIIPs): key information documents. Extension of the transitional arrangement
European green bonds
Date at which the clearing obligation takes effect for certain types of contracts
Timing of when certain risk management procedures will start to apply for the purpose of the exchange of collateral
Regulatory technical standards as regards adjustment of liquidity thresholds and trade percentiles used to determine the size specific to the instrument applicable to certain non-equity instruments
Regulatory technical standards specifying the requirements on information documents, on the costs and fees included in the cost cap and on risk-mitigation techniques for the pan-European Personal Pension Product
Minimum information content of the document to be published for a prospectus exemption in connection with a takeover by means of an exchange offer, a merger or a division
Thresholds for weekly position reporting
Capital Requirements Regulation (CRR): regulatory technical standards for assigning risk weights to specialised lending exposures
Deduction of software assets from Common Equity Tier 1 items
2020 update of the taxonomy laid down in the regulatory technical standards for the single electronic reporting format
Decision to raise no objections to the draft Commission regulation amending Regulation (EC) No 1126/2008 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 as regards International Accounting Standard 39 and International Financial Reporting Standards 4, 7, 9 and 16
Regulatory technical standards on settlement discipline
Fees charged by the European Securities and Markets Authority to securitisation repositories
Composition, functioning and management of colleges for central counterparties
Minimum content of the explanation on how environmental, social and governance factors are reflected in the benchmark methodology
Minimum standards for EU Climate Transition Benchmarks and EU Paris-aligned Benchmarks
Explanation in the benchmark statement of how environmental, social and governance factors are reflected in each benchmark provided and published
Minimum elements to be assessed by ESMA when assessing third-country CCPs' requests for comparable compliance and the modalities and conditions of that assessment
Criteria that ESMA should take into account to determine whether a central counterparty established in a third-country is systemically important or likely to become systemically important for the financial stability of the Union or of one or more of its Member States
Fees charged by the European Securities and Markets Authority to central counterparties established in third countries
Decision to raise no objections to the draft Commission regulation amending Commission Regulation (EC) No 1126/2008 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 as regards International Financial Reporting Standard 16
Regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal
Format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
Capital Requirements Regulation (CRR): regulatory technical standards for prudent valuation under Article 105(14)
Regulatory technical standards on settlement discipline
Taking-up and pursuit of the business of insurance and reinsurance - Solvency II: correcting certain language versions
The trade-related extra-territorial effects of third countries’ sanctions
Sustainable Europe Investment Plan - How to finance the Green Deal
Digital Finance: emerging risks in crypto-assets - regulatory and supervisory challenges in the area of financial services, institutions and markets
Authorising the Commission to vote in favour of the capital increase of the European Investment Fund
Digital Finance: amending Directive regarding Digital Operational Resilience requirements
Digital finance: Pilot regime on distributed ledger technology market infrastructures (DLT)
Digital finance: Digital Operational Resilience Act (DORA)
Digital finance: Markets in Crypto-assets (MiCA)
Amending Regulation (EU) No 575/2013 as regards adjustments to the securitisation framework to support the economic recovery in response to the COVID-19 crisis
EU Recovery prospectus and targeted adjustments for financial intermediaries to help the recovery from the COVID-19 pandemic
Exemption of certain third country spot foreign exchange benchmarks and the designation of replacements for certain benchmarks in cessation
Markets in financial instruments
General framework for securitisation and specific framework for simple, transparent and standardised securitisation to help the recovery from the COVID-19 crisis
Solvency Support Instrument
Public sector loan facility under the Just Transition Mechanism
Capital Requirements Regulation: adjustments in response to the COVID-19 pandemic
Specification of the treatment of OTC derivatives in connection with certain simple, transparent and standardised securitisations for hedging purposes
Taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)
Alternative standardised approach for market risk
Regulatory technical standards on the specification of criteria for establishing the arrangements to adequately mitigate counterparty credit risk associated with covered bonds and securitisations
Regulatory technical standards specifying the details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository
Regulatory technical standards on securitisation repository operational standards for data collection, aggregation, comparison, access and verification of completeness and consistency
Regulatory technical standards specifying the information to be provided in accordance with the STS notification requirements
Regulatory technical standards specifying the information and the details of a securitisation to be made available by the originator, sponsor and SSPE
Aligning the auctioning of allowances with the EU ETS rules for the period 2021 to 2030 and with the classification of allowances as financial instruments
Regulatory technical standards on settlement discipline
Aligning the transitional arrangement for PRIIP manufacturers offering units of funds referred to in Article 32 of Regulation (EU) No 1286/2014 as underlying investment options with the prolonged exemption period under that Article
Taking-up and pursuit of the business of insurance and reinsurance (Solvency II). Correcting the Romanian language version
Regulatory technical standards on the homogeneity of the underlying exposures in securitisation
Date at which the clearing obligation takes effect for certain types of contracts
Date until which counterparties may continue to apply their risk-management procedures for certain OTC derivative contracts not cleared by a CCP
Exemption of the People’s Bank of China from the pre- and post-trade transparency requirements
Format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
Regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal
Taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)
Adjusting the average daily number of transactions for a share where the trading venue with the highest turnover of that share is located outside the Union
Application for authorisation of a third party assessing STS compliance
European venture capital funds: conflicts of interest
European social entrepreneurship funds: conflicts of interest, social impact measurement and information to investors
Exemption of the Bank of England and the United Kingdom Debt Management Office from the scope of Regulation (EU) No 596/2014
EMIR Regulation: list of exempted entities
Transparency of securities: list of exempted entities
Exemption of the Bank of England from the pre- and post-trade transparency requirements
Date at which the clearing obligation takes effect for certain types of contracts
Date until which counterparties may continue to apply their risk-management procedures for certain OTC derivative contracts not cleared by a CCP
Extending the dates of deferred application of the clearing obligation for certain OTC derivative contracts
Application for registration and extension of registration as a trade repository
Collection, verification, aggregation, comparison and publication of data on securities financing transactions (SFTs) by trade repositories
Fees charged by the European Securities and Markets Authority to trade repositories
Access to details of securities financing transactions (SFTs) held in trade repositories
Regulatory technical standards specifying the details of securities financing transactions (SFTs) to be reported to trade repositories
Contents of, and cases where updates are required to, the benchmark statement to be published by the administrator of a benchmark
Minimum content of cooperation arrangements with competent authorities of third countries whose legal framework and supervisory practices have been recognised as equivalent
Procedures and characteristics of the oversight function
Criteria to be taken into account by competent authorities when assessing whether administrators of significant benchmarks should apply certain requirements
Elements of the code of conduct by administrators of benchmarks that are based on input data from contributors
Liquidity coverage requirement for credit institutions
Safe-keeping duties of depositaries
Safe-keeping duties of depositaries
Solvency II: calculation of regulatory capital requirements for securitisations and simple, transparent and standardised securitisations held by insurance and reinsurance undertakings
Securities settlement in the EU: settlement discipline
Simple, transparent and standardised (STS) securitisations and asset-backed commercial papers (ABCPs), requirements for assets received as part of reverse repurchase agreements and credit quality assessment methodologies
Key information documents for packaged retail and insurance-based investment products (PRIIPs): presentation, content, review and revision of key information documents and the conditions for fulfilling the requirement to provide such documents. Correcting the Bulgarian language version
Assessment methodology under which competent authorities permit institutions to use advanced measurement approaches for operational risk
Procedures for excluding transactions with non-financial counterparties established in a third country from the own funds requirement for credit valuation adjustment risk
European Fund for Strategic Investments (EFSI): appointment of Deputy Executive Director
European Fund for Strategic Investments (EFSI): appointment of Executive Director
Low carbon benchmarks and positive carbon impact benchmarks
Disclosures relating to sustainable investments and sustainability risks
Framework to facilitate sustainable investment
Sovereign bond-backed securities
Promotion of the use of SME growth markets
European crowdfunding service providers (ECSP) for business
Markets in financial instruments: crowdfunding service providers
Cross-border distribution of collective investment funds: marketing and regulatory fees
Law applicable to the third-party effects of assignments of claims
Issue of covered bonds and covered bond public supervision
Exposures in the form of covered bonds
Cross-border distribution of collective investment funds: pre-marketing and de-notification
Financial derivative instruments solely serving hedging purposes, sufficient length of the life of the European long-term investment funds, assessment criteria for the market for potential buyers and valuation of the assets to be divested, and the types and characteristics of the facilities available to retail investors
Prudential requirements for credit institutions and investment firms: correcting certain language versions
Trading obligation for certain derivatives
Criteria relating to the methodology for assessing the value of assets and liabilities of institutions or entities
Criteria relating to the methodologies for valuation of difference in treatment in resolution
Materiality threshold for credit obligations past due
Conditions to assess the impact resulting from the cessation of or change to existing benchmarks
Applying the criteria for assessing whether certain events would result in significant and adverse impacts on market integrity, financial stability, consumers, the real economy or the financing of households and businesses in one or more Member States
Assessing nominal amount of financial instruments other than derivatives, notional amount of derivatives and net asset value of investment funds
Indices used as benchmarks in financial instruments and financial contracts: technical elements of the definitions
Authorisation, organisational requirements and publication of transactions for data reporting services providers
Indirect clearing arrangements
Indirect clearing arrangements
Capital Requirements Regulation (CRR): disclosure of encumbered and unencumbered assets
Markets in financial instruments: definition of systematic internalisers
Markets in financial instruments: package orders
Waiver on own funds requirements for certain covered bonds
Information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
OTC derivatives, central counterparties and trade repositories (EMIR): trade reporting and access to data
Exemption of certain third countries' central banks in their performance of monetary, foreign exchange and financial stability policies from pre- and post-trade transparency requirements
Calculation of regulatory capital requirements for certain categories of assets held by insurance and reinsurance undertakings (infrastructure corporates)
Additional objective criteria for the application of a preferential liquidity outflow or inflow rate for cross-border undrawn credit or liquidity facilities within a group or an institutional protection scheme
Deadline for compliance with clearing obligations for certain counterparties dealing with OTC derivatives
Key information documents for packaged retail and insurance-based investment products (PRIIPs): presentation, content, review and revision of key information documents and conditions for fulfilling the requirement to provide such documents
OTC derivatives, central counterparties and trade repositories: list of exempted entities
Credit institutions and investment firms: classes of arrangements to be protected in a partial property transfer
OTC derivatives, central counterparties and trade repositories: risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty; correcting Delegated Regulation (EU) 2016/2251
Towards a pan-European covered bonds framework
Prudential requirements of investment firms
Prudential supervision of investment firms
European Securities and Markets Authority (ESMA) and European Insurance and Occupational Pensions Authority (EIOPA): powers
Pan-European personal pension product (PEPP)
EMIR and ESMA Regulations: procedures and authorities involved for the authorisation of CCPs and requirements for the recognition of third-country CCPs
European Market Infrastructure Regulation (EMIR): clearing obligation, reporting requirements, risk-mitigation techniques, trade repositories
Extension of the transitional periods related to pension scheme arrangements
Application of position limits to commodity derivatives
Markets in financial instruments: criteria to establish when an activity is considered to be ancillary to the main business
Parameters for the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States
Authorisation, supervisory and operational requirements for central securities depositories
Certain prudential requirements for central securities depositories and designated credit institutions offering banking-type ancillary services
Content of the reporting on internalised settlements
Additional liquidity outflows corresponding to collateral needs resulting from the impact of an adverse market scenario on an institution’s derivatives transactions
Benchmarking portfolio assessment standards and assessment sharing procedures
OTC derivatives, central counterparties and trade repositories: minimum details of the data to be reported to trade repositories
OTC derivatives, central counterparties and trade repositories: risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty
Conditions for data waiver permissions
Resolution on International Financial Reporting Standards: IFRS 9
Sustainable finance
Taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II): German language version
Organisational requirements of investment firms engaged in algorithmic trading
Reporting of transactions to competent authorities
Product intervention
Data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities
Transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments, and transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser
Information for registration of third country firms and format of information to be provided to the clients
Transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives
Tick size regime for shares, depositary receipts and exchange traded funds
Information and requirements for the authorisation of investment firms
Exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
Organisational requirements of trading venues
Presentation, content, review and revision of key information documents and conditions for fulfilling the requirement to provide such documents
Obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing
Information to be notified by investment firms, market operators and credit institutions
Maintenance of relevant data relating to orders in financial instruments
Clearing access in respect of trading venues and central counterparties
Direct, substantial and foreseeable effect of derivative contracts within the Union and prevention of the evasion of rules and obligations
Volume cap mechanism and provision of information for the purposes of transparency and other calculations
Requirements on market making agreements and schemes
Clearing obligation
Data to be provided by execution venues on the quality of execution transactions
Annual publication by investment firms of information on the identity of execution venues and on the quality of execution
Minimum set of the information on financial contracts that should be contained in the detailed records and the circumstances in which the requirement should be imposed
Level of accuracy of business clocks
Requirements to ensure fair and non-discriminatory co-location services and fee structures
Specification of the offering of pre-and post-trade data and the level of disaggregation of data
Authorisation, organisational requirements and publication of transactions for data reporting services providers
Access in respect of benchmarks
Determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
Criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
Admission of financial instruments to trading on regulated markets
Suspension and removal of financial instruments from trading
Methodologies and principles on the valuation of liabilities arising from derivatives
Criteria relating to the methodology for setting the minimum requirement for own funds and eligible liabilities
Access to regulated information at Union level
Definitions, transparency, portfolio compression and supervisory measures on product intervention and positions
Ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
Methodology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions
Appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings
Organisational requirements and operating conditions for investment firms
Time horizons for the liquidation period to be considered for the different classes of financial instruments
Safeguarding of financial instruments and funds belonging to clients
Recovery plans, resolution plans and group resolution plans
Arrangements, systems, procedures and notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions
Technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest
Market abuse: conditions applicable to buy-back programmes and stabilisation measures
Market abuse: content of notifications to be submitted to competent authorities
OTC derivatives: clearing obligation
Market abuse: criteria, procedure and requirements for establishing an accepted market practice
Credit institutions and investment firms: exclusion from the application of write-down or conversion powers
Credit institutions and investment firms: payment of extraordinary ex-post contributions deferred, critical functions and core business lines
Application of the derogations concerning currencies with constraints on the availability of liquid assets
Implementation of the European Fund for Strategic Investments
Framework for the recovery and resolution of central counterparties
Capital Requirements Directive: exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures
Bank recovery and resolution: ranking of unsecured debt instruments in insolvency hierarchy
Bank recovery and resolution: loss-absorbing and recapitalisation capacity of credit institutions and investment firms
Single Resolution Mechanism: loss-absorbing and recapitalisation capacity for credit institutions and investment firms
Capital Requirements Regulation: transitional arrangements for mitigating the impact of the introduction of IFRS 9 on own funds and the large exposures treatment of certain public sector exposures denominated in non-domestic currencies of Member States
Capital Requirements Regulation: leverage ratio, net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements
Capital Requirements Regulation: leverage ratio, net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements
Key information documents for packaged retail and insurance-based investment products (PRIIPs): date of application of the Regulation
European Fund for Strategic Investments: extension of duration; technical enhancements for the Fund and the European Investment Advisory Hub
European venture capital funds and European social entrepreneurship funds
Markets in financial instruments; market abuse; securities settlement in the EU and central securities depositories: certain dates
Markets in financial instruments: certain dates
Undertakings for collective investment in transferable securities (UCITS): obligations of depositaries
Market abuse: exemption for certain third countries' public bodies and central banks, indicators of market manipulation, disclosure thresholds, competent authority for notifications of delays, permission for trading during closed periods and types of notifiable managers' transactions
Approval and publication of the prospectus and dissemination of advertisements
Calculation of regulatory capital requirements for several categories of assets held by insurance and reinsurance undertakings
Regulatory technical standards on the clearing obligation
Scoreboard of indicators for the application of the EU guarantee
Requirements for investor, sponsor, original lenders and originator institutions relating to exposures to transferred credit risk
Determination of equivalence of accounting standards applied by third country issuers of securities
Prospectuses and advertisements
Own funds requirements for institutions
Stocktaking and challenges of the EU Financial Services Regulation: impact and the way forward towards a more efficient and effective EU framework for financial regulation and a capital markets union
European Fund for Strategic Investments (EFSI): appointment of Deputy Managing Director
European Fund for Strategic Investments (EFSI): appointment of Managing Director
Prudential requirements for credit institutions and investment firms: exemptions for commodity dealers
Prospectus to be published when securities are offered to the public or admitted to trading
General framework for securitisation and specific framework for simple, transparent and standardised securitisation
Prudential requirements for credit institutions and investment firms
European Fund for Strategic Investments (EFSI)
Information to be provided by competent authorities to the European Securities and Markets Authority
Regulatory technical standards on major holdings
Overall exposure to a client or a group of connected clients in respect of transactions with underlying assets
Regulatory technical standards for publication of supplements to the prospectus
Regulatory technical standards for own funds requirements for institutions
Corporate governance: long-term shareholder engagement
Capital increase of the European Investment Fund (EIF)
Structural measures improving the resilience of EU credit institutions
Transparency of securities financing transactions and of reuse
Regulatory technical standards determining types of alternative investment fund managers
Regulatory technical standards on requirements for central counterparties
Regulatory technical standards on capital requirements for central counterparties
Regulatory technical standards specifying the data to be published and made available by trade repositories and operational standards for aggregating, comparing and accessing the data
Regulatory technical standards specifying the details of the application for registration as a trade repository
Regulatory technical standards on notification and disclosure requirements with regard to net short positions, the details of the information to be provided to the European Securities and Markets Authority in relation to net short positions and the method for calculating turnover to determine exempted shares
Information on the consent to use of the prospectus, information on underlying indexes and the requirement for a report prepared by independent accountants or auditors
Regulatory technical standards for the assessment of compliance of credit rating methodologies
Fees charged by the European Securities and Markets Authority to credit rating agencies
Elements related to prospectuses and advertisements
Mechanism for the determination of equivalence of accounting standards applied by third country issuers of securities
Information contained in prospectuses, correction of Polish version of Regulation
Regulatory technical standards on indirect clearing arrangements, clearing obligation, public register, access to a trading venue, non-financial counterparties, risk mitigation techniques for OTC derivatives contracts not cleared by a CCP
Regulatory technical standards on the minimum details of the data to be reported to trade repositories
Exemptions, general operating conditions, depositaries, leverage, transparency and supervision
Format, content of the prospectus, base prospectus, summary, final terms and disclosure requirements
Regulatory technical standards for the method of calculation of the fall in value for liquid shares and other financial instruments
Definitions, calculation of net short positions, covered sovereign credit default swaps, notification thresholds, liquidity thresholds for suspending restrictions, significant falls in the value of financial instruments and adverse events
Disclosure requirements for convertible and exchangeable debt securities
OTC derivatives, central counterparties and trade repositories with regard to the list of exempted entities
Fees charged by the European Securities and Markets Authority to trade repositories
Regulatory technical standards on colleges for central counterparties
Long-term financing of the European economy
Recovery and resolution framework for non-bank institutions
Taking-up and pursuit of the business of insurance and reinsurance (Solvency II): dates of transposition and application; date of repeal of certain directives
Indices used as benchmarks in financial instruments and financial contracts
Money market funds
Single Resolution Mechanism and Single Resolution Fund: uniform rules and procedure for the resolution of credit institutions and certain investment firms
European long-term investment funds
Implementing enhanced cooperation in the area of financial transaction tax (FTT)
Resolution on the legal security of European investments outside the European Union
Innovative financial instruments in the context of the next multiannual financial framework
Union programme to support specific activities in the field of financial reporting and auditing (2014-2020)
Enhanced cooperation in the area of financial transaction tax
European Banking Authority (EBA): adjustment of procedural modalities
Packaged retail and insurance-based investment products (PRIIPs): key information documents
Undertakings for collective investment in transferable securities (UCITS): depositary functions, remuneration policies and sanctions
Credit institutions and investment firms: framework for recovery and resolution
Taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II): dates of transposition and application, date of repeal of certain Directives
Securities settlement in the EU and central securities depositories (CSDs)
Attractiveness of investing in Europe
European social entrepreneurship funds
European venture capital funds
Institutions for occupational retirement provision, undertakings of collective investment in transferable securities (UCITS) and Alternative Investment Funds Managers: risk management
Securities: issuers trading on a regulated market, transparency requirements
Markets in financial instruments. Recast
Criminal sanctions for market abuse (market abuse directive)
Markets in financial instruments; OTC derivatives, central counterparties and trade repositories
Market abuse
Common system of financial transaction tax
Access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms. Capital Requirements Directive (CRDIV)
Prudential requirements for credit institutions and investment firms. Capital Requirements Regulation (CRR)
European Supervisory Authorities: powers of the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority
Credit rating agencies
Corporate governance in financial institutions
Future European international investment policy
Regulation of trading in financial instruments - "dark pools" etc.
Basel II and revision of the Capital Requirements Directives (CRD 4)
Remuneration of directors of listed companies and remuneration policies in the financial services sector
Derivatives markets: future policy actions
Wholesale energy market integrity and transparency
Financial markets: short selling and certain aspects of credit default swaps
OTC derivatives, central counterparties and trade repositories (EMIR, European Market Infrastructure Regulation)
Investor-compensation schemes
Bilateral investment agreements between Member States and third countries: transitional arrangements
Resolution on financial transaction taxes - making them work
Financial supervision: powers of the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority
European Securities and Markets Authority (ESMA)
European Banking Authority (EBA): establishment
Securities: offer to the public and harmonisation of transparency requirements
Alternative Investment Fund Managers
Financial services, financial reporting and auditing: Community programme 2010-2013 to support specific activities
Future global architecture of financial markets and EU economic recovery plan
Resolution on the draft Commission regulation of 2 June 2008 amending Commission Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards elements related to prospectuses and advertisements and on the draft Commission decision of 2 June 2008 on the use by third-country issuers of securities of certain third-country national accounting standards and international financial reporting standards to prepare their consolidated financial statements
Resolution on the IASCF review of the constitution, public accountability, and composition of the IASB: proposals for change
Resolution on sovereign wealth funds
Follow-up after the review of the Lamfalussy Process
Lamfalussy follow up - Future structure of supervision
Lamfalussy follow up - Future structure of supervision
Financial markets: banks affiliated to central institutions, certain own funds items, large exposures, supervisory arrangements, and crisis management
Public limited liability companies: coordination of safeguards in respect of their formation and the maintenance and alteration of their capital
Undertakings for collective investment in transferable securities (UCITS): coordination of laws, regulations and administrative provisions. Recast
Banks and financial markets: settlement finality in payment and securities settlement systems; financial collateral arrangements as regards linked systems and credit claims
Resolution on the application of international accounting standards
Financial instability and the impact on the real economy
Resolution on international accounting standards
Green Paper on retail financial services in the Single Market
Transparency of institutional investors
Transparency of institutional investors
Hedge funds and private equity
Hedge funds and private equity
Asset management II
Deposit guarantee schemes
Taking-up and pursuit of the business of insurance and reinsurance - Solvency II. Recast
Resolution on coordination of laws, regulations and administrative provisions relating to the undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions
Resolution on 'bulk' implementing measures for the Transparency Directive
Resolution on the accounting standards used by third country issuers and their equivalence to IFRS as mentioned in the draft implementing measures of the Prospectus Directive and the Transparency Directive
Resolution on draft implementing measures of financial instruments markets Directive 2004/39/EC MiFID
Financial services policy 2005-2010. White Paper
Towards further consolidation in the European financial services industry
Securities: prospectus to be published when offered to the public or admitted to trading: implementing powers conferred on the Commission
Markets in financial instruments: implementing powers conferred on the Commission
Insider dealing and market manipulation (market abuse): implementing powers conferred on the Commission
Supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate: implementing powers conferred on the Commission
Undertakings for collective investment in transferable securities (UCITS): implementing powers conferred on the Commission
Transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market: implementing powers conferred on the Commission
Reinsurance: Commission implementing powers
European Investment Fund: increasing the nominal capital
Prudential assessment of acquisitions and increase of holdings in the financial sector
Financial markets: the current state of integration in the European Union
Exercise of certain rights of shareholders in listed companies
Markets in financial instruments: extending the transposition deadline for Member States and the compliance date for firms
Reinsurance
The future of hedge funds and derivatives
New organisational structure for financial services committees
Securities: issuers trading on a regulated market, transparency requirements
Markets in financial instruments
Resolution on the Stockholm European Council on 23 and 24 March 2001 about the financial markets
Resolution on the updating of certain legal aspects concerning intra-EU investment
Resolution on the final report of the Committee of Wise Men on the regulation of European securities markets
Implementing financial services legislation
State aid and risk capital, implementation of the action plan RCAP
Investment services: upgrading Directive 93/22/EEC
Investment services: application of conduct of business rules (Directive 93/22/EEC)
Financial markets: insider dealing and market abuse (repeal. Directive 89/592/EEC)
Capital market: prospectus to be published for securities
Supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate
European financial markets: financial collateral arrangements and legal certainty, consequences on the SMEs
Securities: admission to official stock exchange listing, information to be published. Codification
Risk capital markets and job creation: implementation of the action plan RCAP
Financial services: action plan. Progress report
Resolution on the situation in Russia
Resolution on the global economic and financial crisis
Financial services: building a framework for action. Vienna Council, December 1998
Risk capital markets and the job creation: action plan. Cardiff European Council 1998
Distance marketing of consumer financial services
Undertakings for collective investment in transferable securities UCITS: marketing (amend. Directive 85/611/EEC)
Collective investment transferable securities UCITS: management companies, simplified prospectuses (amend. Directive 85/611/EEC)
Financial services, 5th protocol to the GATS: results of the World trade Organisation negotiations WTO
Credit institutions and investment firms: capital adequacy (amend. Direct. 93/6/EEC)
Consumers: financial services. Green paper
Credit institutions, investment firms: solvency ratio (amend. Directives 77/780/EEC, 89/647/EEC, 93/6/EEC)
Increased world monetary cooperation with a view to better regulation of monetary and financial markets
Payment periods in commercial transactions. Commission recommendation
A level playing field for direct investment world-wide
Investment firms, credit institutions: capital adequacy, securities field (amend. Directives 93/6/EEC, 93/22/EEC)
Financial derivatives: their present role on capital markets, their advantages and risks
Financial services: investor-compensation schemes
Prudential supervision of credit institutions, life assurance and non-life insurance, UCITS: review of directives
Undertakings for collective investment in transferable securities UCITS
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